Summary
Overview
Work History
Education
Skills
Certification
Websites
Timeline

DEVANSHI BHANSALI

Richmond

Summary

Detail-oriented and analytical Risk, Compliance, and Integrity Analyst with four years of experience in regulatory compliance, financial crime prevention, and ethical risk assessment. Skilled in identifying and mitigating operational and reputational risks through effective transaction monitoring, sanctions screening, and policy enforcement. Proficient in tools such as Actimize, SQL, LexisNexis, SAR drafting, and OFAC screening systems. Strong knowledge of BSA/AML regulations, global sanctions regimes, and internal controls. Proven ability to support investigations, uphold ethical business conduct, collaborate with cross-functional teams to mitigate financial crime, and ensure alignment with both regulatory requirements and organizational integrity standards.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Financial Analyst

Sunit Medical Corporation
Illinois City
08.2023 - Current
  • Preparing financial charts, financial statements, credit memos, recording cash, check, and credit card transactions, and analyzing them for the decision-making process under HIPAA guidelines using tools like VBA, Excel, and Power BI.
  • Checking for credit limits for customers, ensuring credit insurance, reviewing revenue projections, and performing budget revisions for various departments.
  • Interact with all levels within the department and across the organization to resolve problems regarding basic financial performance in a timely manner.

AML Investigations Analyst / Financial Analyst

KPMG - Bank Of America
Elk Grove Village
10.2020 - Current
  • Monitor and investigate suspicious financial activities, ensuring compliance and due diligence under the BSA laws.
  • Working with the internal team for vulnerability assessment, decision-making, document filings, and accurately generating SAR reports on a daily basis, generating support functions, achieving a 98% on-time resolution rate for critical issues.
  • End-to-end clearings to support functions of financial crime activities and transaction monitoring alerts on the bank and securities (brokerage) side under regulations and policies.
  • Experience with complex brokerage investigations and equipped with KYC tools.
  • Frontline mitigations, sanctions reviews, and completion of daily target goals.

AML Investigations Analyst

Vastek Inc - KPMG - Bank Of America
Orlando
02.2022 - 09.2024
  • Front Line operations for the Bank of America's AML investigation team, analyzing bank account transaction activities, fraud monitoring, reviewing customer data, researching open source and media checks.
  • Review, analyze and prepare the Suspicious Activity Reports filings/narratives ensuring case investigation documentation is sufficient and accurate.
  • Filing investigations for fraud analysis, file CTR's by working under the BSA, USA Patriot Act- 2001 for Risk management support.
  • Tableau chart representations for fraud patterns to mitigate risk.
  • Support the analysis, classification and response to cyber security risks to mitigate, fraud, wire, ACH, transfer, cash and check activities.
  • Issuing warnings to banks about suspicious activity, evaluating suspicious bank transactions, and identifying trends in suspicious bank practices.

Compliance Analyst

Fidelity Talent Source LLC
Dallas
07.2022 - 07.2023
  • Problem solver for the Legal, Risk & Compliance (LRC) in supporting Fidelity's Businesses and associates in Licensing and registration of Finra (Broker/Dealer) Platform by obtaining and maintaining their securities registrations and state licenses with processes of initial applications, on-going maintenance, and termination of registrations.
  • Develop Risk free models with root cause analysis, assessing patterns and identifying trends/threats giving Credit support by in-depth understanding of Risk policies and procedures.
  • Generate SAR (Suspicious Activity Reports) for Fraud and Compliance prevention to ensure a company's regulations.

Risk Analyst

Fidelity Talent Source LLC
Boston
10.2021 - 07.2022
  • Support the company's Anti Money Laundering program and maintaining compliance under the USA PATRIOT Act regulations as stipulated specifically within section 326 of the Customer Identification Program (CIP).
  • Implementing communications with internal employees including retail, family office, Institutional Wealth Services, stock plan services, health savings as well as Commercial firms directly for the CIP activities.
  • Work with AML Insight, Transunion, Tableau, and other application to perform thorough investigation of incidents involving the firm and its customers.
  • Restrict accounts as appropriate and bring up issues in a timely manner to senior team members or management.
  • Learn and update to the new procedure and policies of the firm to be in accordance with the compliance.

Credit/Accounting Analyst Intern

Valiant Business Lending LLC
Austin
08.2021 - 10.2021
  • Check on the client credibility.
  • Strong implementation of Data analytical skills to prepare and evaluate Companies financials
  • Strong Research abilities, to help the companies benefited from CARES ACT
  • Work on approving whether they are eligible for ERC (Employment Retention Tax Credit) Preparing reports, entering data and assisting with daily clients
  • Taking feedback on client’s payment deadlines.

Assistant Manager

Kotak Securities Ltd
Ahmedabad
11.2017 - 06.2018
  • Responsible for securities trading, operations and customer dealing for Trading activities.
  • Facilitated as a mediator between the trade platform and the client to supervise the activities of the investment professional and handle their accounts by providing advisory and knowledge on stock price and investments.
  • Performed Know your client (KYC) Verification to maintain the compliance of the firm and helped with the company’s operations by checking for fraud prevention.
  • Helped clients to be independent and trade online by imparting knowledge of online application and live trading by generated maximum brokerage.
  • Helped to achieve monthly brokerage target due to individual efforts and client handling skills.

Education

Master of Science - Business Analytics

Texas A&M University-Commerce, Commerce, TX
04.2021

GPA: 3.411

Master of Science - Finance

Texas A&M University-Commerce, Commerce, TX
12.2019

BBA - School of Liberal Studies

Pandit Deendayal Energy University, Gandhinagar
05.2017

Skills

  • SQL
  • AML compliance
  • Tableau (certified)
  • Power BI (certified)
  • TransUnion
  • Transaction monitoring
  • Process improvement
  • Suspicious activity reporting
  • FINRA
  • ServiceNow (data management software)
  • MS Excel (VBA)
  • Advanced financial analysis, QuickBooks
  • Analytical research
  • VirtualBox (Kali Linux)
  • Financial crime investigation
  • Sanctions screening
  • Cross-functional collaboration

Certification

  • Tableau Desktop Specialist Certification, 02/26/2021
  • Bloomberg Market Concept Certification
  • Certificate from NCC (The Indian Military Cadet Corp Services Organization)
  • Certified Broker/Dealer - National Stock Exchange (NSE), India, 07/2017

Timeline

Financial Analyst - Sunit Medical Corporation
08.2023 - Current
Compliance Analyst - Fidelity Talent Source LLC
07.2022 - 07.2023
AML Investigations Analyst - Vastek Inc - KPMG - Bank Of America
02.2022 - 09.2024
Risk Analyst - Fidelity Talent Source LLC
10.2021 - 07.2022
Credit/Accounting Analyst Intern - Valiant Business Lending LLC
08.2021 - 10.2021
AML Investigations Analyst / Financial Analyst - KPMG - Bank Of America
10.2020 - Current
Assistant Manager - Kotak Securities Ltd
11.2017 - 06.2018
Texas A&M University-Commerce - Master of Science, Business Analytics
Texas A&M University-Commerce - Master of Science, Finance
Pandit Deendayal Energy University - BBA, School of Liberal Studies

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