Donald Bob
Plano
Summary
To obtain a Risk and Compliance Analyst position where I can apply my analytical skills, attention to detail, and knowledge of regulatory standards to help the organization identify, assess, and mitigate compliance and operational risks, ensuring adherence to internal policies and external regulations while supporting business integrity and strategic goals.
Overview
14
14
years of professional experience
Work History
Senior Risk Reporting Analyst
MUFG Union Bank
04.2022 - Current
- Influenced appropriate RCSA risk management prioritizations by the front line to enable the business to meet strategic objectives, while meeting operational risk program expectations.
- Coordinated quality inspection reviews to ensure associate performance and control effectiveness.
- Executed quality assurance activities including control execution, case assignment, and results reporting in a timely manner.
- Implemented process control improvements and leveraged the risk framework to effectively manage line of business risk.
- Provided support on regulatory exams, internal audits and other monitoring and inspection reviews.
- Captured data and information relevant to inspection metrics to support governance activities for dashboard reporting.
Senior Risk Analyst
Santander Consumer USA
04.2021 - 04.2022
- Influenced appropriate RCSA risk management prioritization by the front line to enable the business to meet strategic objectives, while meeting operational risk program expectations.
- Provided solutions to help with implementation of process improvements and remediation plans to drive efficiencies and demonstrate sustainability.
- Coordinated quality inspection reviews to ensure associate performance and control effectiveness.
- Executed quality assurance activities including control execution, case assignment, and results reporting in a timely manner.
- Provided support on regulatory exams, internal audits and other monitoring and inspection reviews.
Senior Risk Management
NTT Data
11.2017 - 04.2021
- Evaluated, analyzed, monitored, and consulted on risk control self-assessment testing for sustainability.
- Consulted on the enhancement of governance practices regarding risk and compliance platforms.
- Partnered with business partners to identify key risk indicators, coordinate root cause analysis and support audits.
- Executed initiatives to identify areas of potential testing automation, procedural updates, thematic trends, test script updates.
- Implemented process control improvements and leveraged the risk framework to effectively manage line of business risk.
Senior Compliance Analyst
Ditech Financial
08.2016 - 11.2017
- Evaluated, identified, and assessed RCSA risks impacting the business through risk-based audits, business monitoring, and issue validations.
- Consulted on enhancements of governance practices regarding risk and compliance platforms.
- Implemented quality assurance activities including control execution, case assignment, and results reporting in a timely manner.
- Provided support on regulatory exams, internal audits and other monitoring and inspection reviews.
- Captured data and information relevant to inspection metrics to support governance activities for dashboard reporting.
Senior Collateral Management Analyst
Fannie Mae
03.2013 - 08.2016
- Influenced appropriate RCSA risk management prioritization by the front line to enable the business to meet strategic objectives, while meeting operational risk program expectations.
- Monitored, identified, and assessed fraud risks impacting the business through risk-based audits, business monitoring, and issue validations.
- Implemented process control improvements and leveraged the risk framework to effectively manage line of business risk.
- Executed quality assurance activities including control execution, case assignment, and results reporting in a timely manner.
Senior Operations Compliance Analyst
JP Morgan Chase & Co
03.2011 - 03.2013
- Influenced appropriate RCSA risk management prioritization by the front line to enable the business to meet strategic objectives while meeting operational risk program expectations.
- Executed initiatives to identify areas of potential testing automation, procedural updates, thematic trends, test script updates.
- Implemented process control improvements and leveraged the risk framework to effectively manage line of business risk.
Education
Bachelor of Science - Business Management and Information Systems
Southern University
Baton Rouge, La12-1989
Skills
- Microsoft Office Suite
- Microsoft Visio
- SQL (Sybase, Access)
- SAP
- Oracle
- Python
- LexisNexis
Professional Summary
Risk and Compliance professional with 10+ years of experience in quality assurance, operational controls, regulatory compliance, and risk management across leading financial institutions. Proven expertise in RCSA, internal audits, quality inspections, testing automation, and dashboard reporting. Collaborative leader with a strong track record of improving governance practices, mitigating risk, and supporting regulatory readiness.
Timeline
Senior Risk Reporting Analyst
MUFG Union Bank
04.2022 - Current
Senior Risk Analyst
Santander Consumer USA
04.2021 - 04.2022
Senior Risk Management
NTT Data
11.2017 - 04.2021
Senior Compliance Analyst
Ditech Financial
08.2016 - 11.2017
Senior Collateral Management Analyst
Fannie Mae
03.2013 - 08.2016
Senior Operations Compliance Analyst
JP Morgan Chase & Co
03.2011 - 03.2013
Bachelor of Science - Business Management and Information Systems
Southern University
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