Open To Work
Dr. April V. Martin
Clinton,MD
Summary
Compliance professional with demonstrated expertise in regulatory adherence and risk management. Adept at developing and implementing compliance programs that ensure alignment with industry standards. Known for strong focus on team collaboration and achieving results, with flexible approach to evolving needs. Skilled in policy development, auditing, and problem-solving, ensuring organizational integrity and trust.
Overview
27
27
years of professional experience
1
1
Certification
Work History
Senior Information Sharing Compliance Specialist (SME)
FINANCIAL CRIMES ENFORCEMENT NETWORK
11.2019 - Current
- Efficiently managed incoming hotline tips from law enforcement, accurately recording and transferring data to financial institutions through FinCEN's repository system.
- Successfully handled all incoming 314(a) inquiries from law enforcement, ensuring prompt and accurate transfer of information to financial institutions via FinCEN's repository system.
- Provided exceptional customer support by expertly managing incoming calls from consumers regarding the Bank Secrecy Act (BSA).
- Delivered high quality BSA Certification reports to law enforcement agents for court proceedings.
- Leveraged strong analytical skills to evaluate and grant/deny financial institutions' access as 314(b) members, ensuring compliance with regulations.
- Proactively ensured compliance of financial institutions and law enforcement counterparts with statutory requirements and regulations.
- Served as the Head of the new Beneficial Ownership Information (BOI) department to help prevent money laundering and other criminal activities that threaten fair business practices.
- Conducted comprehensive compliance reviews to identify risks and ensure adherence to regulations.
- Developed and refined policies aligned with federal guidelines to enhance organizational compliance.
Senior Liaison Specialist (SME)
FINANCIAL CRIMES ENFORCEMENT NETWORK
03.2019 - 11.2019
- Spearheaded hundreds of supporting document entries, resolving conflicts with non-compliant financial institutions, and delivering presentations to law enforcement personnel.
- Provided valuable analytics on incoming supporting documents and returns via the Secure Information Sharing System (SISS) to enhance decision-making in the Technology and Liaison Divisions.
- Managed all domestic and foreign feedback received by FinCEN, ensuring timely and effective communication channels.
- Conducted advanced queries in SQS to gather essential information for fraud investigations.
- Collaborated with international financial institutions to facilitate law enforcement inquiries and strengthen cross-border cooperation.
- Facilitated communication between stakeholders to enhance information sharing and collaboration.
- Developed and implemented strategies to streamline compliance processes and reduce operational risks.
Regulatory Outreach Specialist (SME)
FINANCIAL CRIMES ENFORCEMENT NETWORK
06.2013 - 03.2019
- Successfully managed and coordinated a team to consistently meet monthly inquiry goals.
- Strengthened collaborative efforts with international counterparts, effectively identifying and referring possible foreign nationals engaged in criminal activities within the United States.
- Proactively identified domestic targets with potential financial ties to foreign entities, resulting in impactful referrals to law enforcement agencies.
- Collaborated with the Enforcement Division (ED) to develop a comprehensive legal non-compliant letter for financial institutions.
- Developed outreach strategies to enhance community engagement and awareness of financial crime prevention.
- Coordinated training sessions for stakeholders on compliance with financial regulations and reporting requirements.
Intelligence Research Specialist (SME)
FINANCIAL CRIMES ENFORCEMENT NETWORK
06.2001 - 06.2013
- Supervised a team of ten in reviewing and approving analytical reports on financial offenses, providing crucial support to law enforcement investigations.
- Conducted strategic analysis on criminal and civil cases, creating detailed reports that highlighted key points and targets, aiding investigators in their efforts.
- Collaborated with domestic and international agencies to provide updates on case statuses and share new leads.
- Traveled domestically for in-person meetings with field agents and law enforcement personnel involved in active investigations.
- Developed highly complex i2 charts to visually depict criminal organizations, enabling law enforcement to easily understand major players and their roles.
- Developed comprehensive guidelines for financial crime analysis and reporting procedures.
- Led cross-departmental teams to implement effective compliance strategies and risk mitigation tactics.
Education
Ph.D. - Psychology
Capella University
Minneapolis, MN08-2017
Master of Science - Psychology
Capella University
Minneapolis, MN12-2007
Bachelor of Arts - Criminology and Criminal Justice
University of Maryland College Park
College Park, MD05-2003
Skills
- AML/BSA Expert
- Risk Assessment
- Executive Leadership
- Financial Crime Analysis
- Forensic Accounting
- Regulatory Compliance
- Operations Leadership
- Stakeholder & Client Relations
- Employee Relations
- Business Leadership & Development
- Microsoft Office Suite (Word, Excel, and Outlook)
- Analytical Reporting
Accomplishments
- Top Team Award, Financial Crimes Enforcement Network (2024)
- Spot Award, Financial Crimes Enforcement Network (2022 and 2021)
- Quality Step Increase, Financial Crimes Enforcement Network (2014)
- FinCEN Top Team Award, Financial Crimes Enforcement Network (2009)
- Special Act Award, Financial Crimes Enforcement Network (2002)
- FinCENative Award, Financial Crimes Enforcement Network (2001)
Certification
Top Secret Clearance
Work Availability
monday
tuesday
wednesday
thursday
friday
saturday
sunday
morning
afternoon
evening
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CAREER HIGHLIGHTS
- Successfully saved the government $3M+ and received the FinCEN Top Team Award by taking the initiative to learn complex systems to retrieve pertinent information.
- Provided metrics-driven leadership, including recording the data into FinCEN’s repository system and transferring the data to financial institutions. Exceptional relationships builder with success working with staff at all organizational levels.
- Lead, guide, and direct a multifaceted team involving the review of all supporting document entries and handling conflicts with non-compliant financial institutions. Transformative in developing and mentoring a strong team. Notable business, operational, and leadership include creating and deploying sophisticated strategies to drive customer and employee engagement.
- Demonstrated ability to proactively address challenges and bottlenecks while enhancing quality and performance. Success working collaboratively with the IT department to create a Supporting Documents system, the sole system used to communicate with financial institutions and receive financial documents. Conceptualized and created SOPs.
- Experienced collaborator with the Information Technology Team to develop processes and systems that enhance operations, work quality, and efficiency. I also have 10+ years of program management experience working alongside IT on projects. I also possess the ability to comprehend complex IT jargon and effectively communicate it in simple terms. This skill enables me to bridge the gap between technical and non-technical individuals, facilitating smooth and efficient communication within the organization.
Languages
English
Native or Bilingual
Timeline
Senior Information Sharing Compliance Specialist (SME)
FINANCIAL CRIMES ENFORCEMENT NETWORK
11.2019 - Current
Senior Liaison Specialist (SME)
FINANCIAL CRIMES ENFORCEMENT NETWORK
03.2019 - 11.2019
Regulatory Outreach Specialist (SME)
FINANCIAL CRIMES ENFORCEMENT NETWORK
06.2013 - 03.2019
Intelligence Research Specialist (SME)
FINANCIAL CRIMES ENFORCEMENT NETWORK
06.2001 - 06.2013
Ph.D. - Psychology
Capella University
Master of Science - Psychology
Capella University
Bachelor of Arts - Criminology and Criminal Justice
University of Maryland College Park