Dedicated compliance professional with a history of meeting company goals utilizing consistent and organized practices. Skilled in working under pressure and adapting to new situations and challenges to best enhance the organizational brand.
Overview
10
10
years of professional experience
1
1
Certification
Work History
Compliance Investigator
Rutgers, The State University of New Jersey
New Brunswick, NJ
2017 - Current
University Ethics and Compliance
Conducts independent, prompt, impartial, thorough investigations into criminal, civil, and administrative violations that may result in disciplinary or criminal action against a student, staff or faculty staff member
This includes identifying and interviewing relevant persons; gathering and securing information and documents; identifying additional information that is necessary to complete a thorough assessment of circumstances; reviewing and analyzing facts; and preparing reports for senior management
Prepares investigative reports that clearly identify the critical facts discovered during the investigation, provides a thorough and thoughtful analysis of such facts pertaining to the respective policy/law, and demonstrates sound judgment
Assist Director of Privacy in conducting risk assessments and managing breaches
Participates in the Diversity, Equity, and Inclusion (DEI) University initiative and leads the UEC DEI Training Team.
Department Administrator
Rutgers, The State University of New Jersey
01.2015 - 01.2017
Enterprise Risk Management (ERM) and Compliance
Provides overall administrative management and supervision of the daily operations and performance
Ensures accurate and timely processing of requests and provides professional, prompt, and courteous service to University staff, students, faculty and external constituencies
Develops, restructures, and supervise the implementation of procedures and processes
Provides oversight, facilitation, and supervision of purchasing, personnel, space and facilities planning
Manages business processes
Maintains a comprehensive understanding of administration/office management in accordance with management principles, applicable regulations, and university policies and procedures
Establishes performance standards and conducts staff evaluations
Works independently with broadly defined work objectives
Participated in the creation and implementation of the Enterprise Risk Management Initiative for the Camden Campus
In collaboration with the Associate Vice President identify potential areas of risk and compliance vulnerability
Assists in facilitating local committee meetings
Determines, in collaboration with senior management, long and short term financial planning for the department
Assist in the preparation of salary and non-salary budgets and creates purchase orders.
Special Assistant, Compliance Officer
Rutgers, The State University of New Jersey, UMDNJ
01.2013 - 01.2015
Enterprise Risk, Ethics and, Provided executive level support to the Senior Vice President and Chief Enterprise Risk, Ethics and Compliance Officer
Acted as a representative of the Senior Vice President and Chief Risk, Ethics and Compliance Officer in the management and execution of office administrative and operational activities
Supervised all support staff
Prepared reports, responses, and correspondence as assigned
Participated in creating and implementing the Enterprise Risk Management University-wide Initiative
In collaboration with the Senior Vice President and Chief Enterprise Risk, Ethics and Compliance Officer identified potential areas of risk and compliance vulnerability
Facilitated local committee meetings
Partnered with responsible University representatives to ensure the development and implementation of risk mitigation plans
Organized and participated in Risk Hearings
Worked with compliance liaisons to monitor compliance to ensure that appropriate and effective corrective actions are taken where noncompliance is detected
Assisted the SVP in assessing corrective action plans for resolution of problematic issues, and provide general guidance on how to avoid or deal with similar situations in the future.
Senior Management Assistant
University of Medicine & Dentistry of New Jersey
01.2011 - 01.2013
Provided high level coordination of administrative support to Senior Vice President and General Counsel
Managed incoming emails to ensure priority actions are identified and completed
Communicated directly, in person or by telephone, with other departments, units, outside entities and outside counsel to obtain essential information necessary for day to day operations, solutions to problems, inquiries and questions
Planned and scheduled the work of the Senior Vice President and General Counsel and other Directors to maximize effective utilization of staff
Provided input regarding the hiring, firing, promoting, demoting, transfers and/or disciplining of employees, as well as other personnel changes
Supervised office operations including forms, secretarial/clerical work, space and office equipment
Suggested methods for improvement of office efficiency and effectiveness
Reviewed, compiled and categorized all correspondence to the Senior Vice President and General Counsel
Provided input to the Senior Vice President and General Counsel on moderately complex legal matters
Researched and compiled data for the Senior Vice President and General Counsel
Reviewed contracts and made recommendations to Senior Vice President and General Counsel for assignment to Directors
Reviewed subpoenas for medical records to ensure HIPAA compliance
Collaborated with various departments and units to coordinate and organize document retention and production for litigation hold in legal matters
Managed the departmental budget.
Secretary I
University of Medicine & Dentistry of New Jersey
01.2007 - 01.2011
Prepared, proofread, edited and finalized legal documents and correspondence from handwritten material and dictaphone machine
Operated computer equipment in performance of daily duties; effectively used various software applications necessary to perform required job duties
Properly managed electronic documents for easy retrieval
Handled telephone inquiries providing information to clients and other callers and by routing calls to appropriate persons
Assessed the urgency of calls and kept the confidentially of each matter
Scheduled meetings and maintained attorney calendars
Prepared travel expense reports based on attorney's receipts and itinerary
Maintained client and administrative files in an organized manner and in accordance with office procedures
Preserves and protects the confidentiality and privileged communications of all clients
Reviewed contracts to ensure compliance and insurance language were included
Logged, tracked, and maintained contracts and grants in Excel spreadsheet
Disseminated contracts to required signatories
Diligently assisted other legal assistants to provide coverage for other attorneys as needed.
Education
Bachelor of Science - Health Administration – Health Management
University of Phoenix
Phoenix, AZ
2012
Associate of Arts - Office Administration-Legal
Gibbs College
Livingston, NJ
2007
Certificate - Legal Executive Assistant
Katherine Gibbs School
Montclair, NJ
1998
Skills
Complex Problem-Solving
Investigative Auditing
Critical Thinking
Compliance Regulations
Team Communication
Team Development
Risk Identification
Compliance Reporting
Workflow planning
Investigation tactics
Analytical and Critical Thinking
Certification
Diversity, Equity and Inclusion in the Workplace Certificate
Association of Workplace Investigations Certificate
Timeline
Department Administrator
Rutgers, The State University of New Jersey
01.2015 - 01.2017
Special Assistant, Compliance Officer
Rutgers, The State University of New Jersey, UMDNJ
01.2013 - 01.2015
Senior Management Assistant
University of Medicine & Dentistry of New Jersey
01.2011 - 01.2013
Secretary I
University of Medicine & Dentistry of New Jersey
01.2007 - 01.2011
Compliance Investigator
Rutgers, The State University of New Jersey
2017 - Current
Bachelor of Science - Health Administration – Health Management
Assistant Women's Basketball Coach at Rutgers, The State University of New JerseyAssistant Women's Basketball Coach at Rutgers, The State University of New Jersey
Lead Medical Services Assistant at Rutgers The State University of New Jersey Medical SchoolLead Medical Services Assistant at Rutgers The State University of New Jersey Medical School