Ellie Ogletree
Nashville,TN
Summary
Professional with comprehensive experience ready for this role. Equipped with strong skills in leadership, problem-solving, and strategic planning. Known for team collaboration and adaptability, consistently delivering results. Strong communicator with focus on integrity and accountability.
Overview
4
4
years of professional experience
Work History
Financial Crime Prevention Control Testing Officer
UBS
04.2024 - Current
- Maintained strict adherence to industry regulations, minimizing risk exposure for the organization.
- Established effective relationships with key stakeholders both internally and externally for increased collaboration opportunities.
- Mentored junior staff members, helping them develop their skills and advance in their careers.
- Coordinated cross-functional teams to address complex issues, leading to more efficient problem-solving processes.
- Conducted thorough investigations into complex cases, leading to successful resolution.
AML Compliance Associate Analyst
Moneycorp
12.2022 - 04.2024
- Maintained up-to-date knowledge of regulatory changes, informing management of any potential impacts on company operations.
- Collaborated with cross-functional teams to ensure timely resolution of compliance issues and promote adherence to industry standards.
- Conducted thorough investigations into potential violations, ensuring appropriate documentation and follow-up measures were implemented.
- Assisted in maintaining a culture of ethical conduct by providing training on relevant laws, regulations, and company policies.
- Supported the development of a robust compliance program through regular monitoring and auditing activities.
- Assisted with development of compliance objectives and strategies.
- Collaborated with cross-functional teams to identify opportunities for process improvement and increased efficiency.
Compliance Analyst
Cash Express
11.2020 - 12.2022
- Collaborated with cross-functional teams for the successful implementation of new compliance initiatives.
- Monitored adherence to industry regulations, ensuring timely reporting of any discrepancies or violations.
- Prepared documentation and records for upcoming audits and inspections.
- Served as a subject matter expert on compliance matters, providing guidance and support to colleagues across various departments.
- Responded promptly to inquiries from regulators or other stakeholders regarding company practices, demonstrating transparency and commitment to ethical conduct at all times.
- Assisted in the preparation of reports for senior management, outlining findings from investigations into suspected non-compliant activities.
- Reviewed audit and monitoring reports related to consumer and client activities.
- Conducted regular reviews of company policies and procedures for alignment with regulatory requirements and industry best practices.
Education
Master’s Of Professional Studies - Public Safety Administration
Tennessee Technological University
Cookeville, TN05.2022
Bachelor In Business Administration - Business Management
Tennessee Technological University
Cookeville, TN08.2020
Skills
- Collaboration
- Report writing
- Risk assessment
- Transaction monitoring
- Policy implementation
- Quality assurance
- Project coordination
- Compliance testing
- Customer due diligence
- Audit coordination
- Flexibility
- Self-motivated
Timeline
Financial Crime Prevention Control Testing Officer
UBS
04.2024 - Current
AML Compliance Associate Analyst
Moneycorp
12.2022 - 04.2024
Compliance Analyst
Cash Express
11.2020 - 12.2022
Master’s Of Professional Studies - Public Safety Administration
Tennessee Technological University
Bachelor In Business Administration - Business Management
Tennessee Technological University