Erik Arcos
Miami,FL
Overview
4
4
years of professional experience
Work History
CIB Compliance Intern (Coverage and M&A)
Wells Fargo Securities
06.2024 - 08.2024
- Reviewed 29 M&A deals for adherence to legal requirements, reducing potential liability exposure for the company.
- Assisted in the development of comprehensive risk assessment frameworks for evaluating potential threats to organizational compliance systems.
- Gained understanding of SEC and FINRA regulations and how the regulations are applicable to the investment banking business
Lead Teller
Wells Fargo
03.2020 - 05.2024
- Exemplary client relationship management, resulting in increased loyalty among existing clients and referrals of new business opportunities from satisfied customers. Averaged 30 referrals per month as a teller.
- Developed rapport with clientele by delivering personalized services that addressed financial needs.
- Enforced compliance with bank regulations and policies to reduce financial risks.
Education
Bachelor of Arts - Economics
Florida International University
Miami, FL12.2024
Skills
- Intermediate Microsoft Office skills
- Risk Management
- Excellent Team Leadership
- Complex Problem-Solving
- Time Management
- Attention to Detail
- Stakeholder Communication
- Customer Service
Accomplishments
- Completed the compliance certification for Cleveland-Cliffs on its acquisition of Stelco with an EV of $2.5 billion of the acquired company.
- Identified deal entities that are considered high risk to the bank and escalated appropriately to minimize risk exposure.
- In May 2024, banker referrals opened $600k in investment products.
Timeline
CIB Compliance Intern (Coverage and M&A)
Wells Fargo Securities
06.2024 - 08.2024
Lead Teller
Wells Fargo
03.2020 - 05.2024
Bachelor of Arts - Economics
Florida International University
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