Erika Burnett
Sherman Oaks,Ca
Summary
With over 8 years of experience in the banking industry, I have developed a strong understanding of financial systems and regulations. This includes staying up do date on changing laws, implementing compliance procedures, and ensuring adherence to regulations. My experience has also allowed me to develop the ability to collaborate with cross-functional teams in analyzing data, identifying potential issues, improve operational and effectiveness and achieve common goals. Dedicated to upholding the highest standards of integrity, ethics, and professionalism in all compliance endeavors, I consistently prioritize adherence to regulatory requirements and organizational policies. Proven ability to navigate and interpret complex regulatory requirements to ensure compliance.
Overview
8
8
years of professional experience
Work History
Control Testing/Reporting Analyst 1LOD
CNB
Los Angeles
01.2022 - Current
- Perform control assessments, ensuring that all processes and procedures comply with internal and external regulations
- This included analyzing data and processes, identifying any potential risks or vulnerabilities, and making recommendations for improvement
- To enhance the overall efficiency and effectiveness of the organization
- Conducting thorough reviews and tests to ensure that controls are operating effectively, identifying areas for improvement, and implementing corrective measures and mitigating any potentials risk
- Maintain a thorough understanding of CNB's Internal Controls Management Policy and Standards, control testing methodologies, and related regulatory and compliance standards, including but not limited to enterprise risk management, data governance, third party risk management, model risk management, business continuity, fraud risk management, and associated regulations, guidance, and regulatory expectations
- Suggest enhancements to testing modules, scripts, and other guides including testing approach for evaluating the effectiveness of CNB's first line Key Controls to mitigate key risk exposures related to regulatory requirements and CNB risk policies and standards.
Credit Risk Review Officer 1LOD
CNB
Los Angeles
01.2021 - 12.2022
- Responsible to identify and review process changes regarding credit risk management activities, regulatory issues related to credit risk, credit policy, and general credit underwriting guidelines
- Monitors adherence to such polices and validates that exceptions are adequately identified, fully justified, and properly approved
- Perform reviews including quality assurance documents, underwriting reviews, internal credit review ratings, noncompliance issues with CNB policies and procedures, and appropriate documentation to identify potential credit, operational and reputational risks
- Responsible to analyze the borrowers credit history income, and other financial factors to determine their ability to repay the loan
- Ensured that all work is conducted in efficient and professional manner.
Small Business Credit Officer
CNB
Los Angeles
03.2016 - 12.2021
- Act as the primary liaison with Sales, Legal, Compliance and interdepartmental CLC teams to resolve outstanding issues to expedite documentation and boarding for an exceptional client experience
- Provide guidance on documentation for credit requests to the Relationship Manager (RM) and to interdepartmental Credit and CLO colleagues
- Responsible to build a unit infrastructure to support the submission of a "complete package" for documentation preparation and for boarding for all syndicated commercial and real estate secured requests for all lines of business
- Responsible for providing high-quality service to multiple internal and external parties
- In a complex, sophisticated, and evolving lending environment, this role is dynamic, highly visible, and multi-faceted
- Partner with CLC and technology teams to re-imagine workflow, tools and reporting mechanisms in a dynamic manner while ensuring execution of efficiency initiative
- Met productivity measures and benchmarks set by the Bank.
Education
Accountant: Specializing in Corporate & Securities Finance -
La Salle University
Skills
- Compliance with regulatory standards
- Assists with the Policy and Procedure processes
- Capacity to prioritize and deliver in a fast-paced and deadline-driven environment
- Critical Thinking maintaining commitment and confidentiality
- Commitment for completeness and accuracy of all aspect's compliance processes
- Develop analytical and problem-solving skills, and identify and mitigate compliance risks in a proactive manner
- Support other areas of the Bank in understanding vision trends and recommending improvements as needed
- Documentation And Reporting
- Empathy and Compassion
- Prioritization
- Adaptive Learning
- Dependable and reliable
- Continuous Improvement
Pronouns
SHE/HER
Volunteer Experience
La Salle University, Member and Volunteer, Student Tutoring Center offered to help students who may be struggling to help achieve academic success in college.
Community Service
CNB Employee Engagement, Some people may view community service as simply fulfilling a requirement or obligation, but it is an opportunity to make a positive difference in the world. By volunteering our time and effort, we can bring joy, hope, and assistance to those who may be struggling. Community service allows us to develop empathy and compassion, and it also fosters a sense of responsibility and citizenship. Every act of service, no matter how small, has the potential to make a meaningful impact on someone's life.
Hobbies and Interests
- Movies
- Yoga
- Traveling
- Shopping
Languages
Spanish
Full Professional
Timeline
Control Testing/Reporting Analyst 1LOD
CNB
01.2022 - Current
Credit Risk Review Officer 1LOD
CNB
01.2021 - 12.2022
Small Business Credit Officer
CNB
03.2016 - 12.2021
Accountant: Specializing in Corporate & Securities Finance -
La Salle University
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