Erin McAuliffe
Boston,State
Summary
Highly skilled and analytical individual with 5 years of experience in audit at a Big 4 firm, specializing in wealth and asset management. Adept at leading audit engagements for sophisticated investment funds, with a proven track record of managing teams and executing audits with precision. Seeking to apply expertise in financial analysis, regulatory compliance, and team leadership to contribute to the success of a forward-thinking organization.
Overview
5
5
years of professional experience
Work History
Audit Senior
Ernst & Young
2021.09 - Current
- Execute all phases of audit process including planning, substantive testing, financial analysis, financial reporting, and review and analysis of internal control compliance.
- Plan and execute audit strategies, including risk assessment, materiality considerations, and the design of audit procedures to address key areas of risk.
- Assign, monitor, and review work of staff and lower-level senior auditors.
- Evaluate and assess working paper documentation prepared by staff for accuracy, completeness, and compliance with auditing and accounting standards.
- Demonstrate in-depth knowledge of complex investment strategies, fund structures, and financial instruments unique to wealth and asset management clients.
- Liaise with tax, valuation, and IT specialists within EY to address multidisciplinary aspects of the audit.
- Utilize advanced data analytics tools to identify trends, anomalies, and areas of risk within client financial data, providing deeper insights and enhancing audit quality.
- Research technical accounting issues, identify applicable accounting guidance and communicate appropriate treatment to the audit partner(s) and client senior management.
- Stay abreast of changes in accounting standards (US GAAP, IFRS), auditing standards (PCAOB, AICPA), and regulatory requirements specific to the asset management industry.
- Prepare and issue management letters to audit committees, boards of directors, and management on significant deficiencies and material weaknesses in internal controls noted during our audits.
- Establish and maintain strong relationships with key client stakeholders, understanding their business environments and providing valuable insights on risk management, internal controls, and financial reporting.
- Identify and implement process improvements to enhance audit efficiency and effectiveness, resulting in reduced audit cycle times and improved client satisfaction.
- Managed multiple engagements simultaneously, prioritizing tasks effectively to meet client and internal deadlines consistently.
- Communicate audit findings and recommendations to client management and prepare audit reports for stakeholders and regulatory bodies.
- Analyze and assess client's application of ASC 820 to ensure proper fair value measurement and disclosure of fund's investment portfolio.
- Clients served include: private equity funds, hedge funds, agriculture investment companies, mutual funds, management companies, and property REITs.
Audit Associate
Ernst & Young
2019.10 - 2021.09
- Assisted in planning and executing financial audits for a diverse portfolio of asset management clients, ensuring adherence to audit timelines and quality standards.
- Analyzed financial data and investment transactions to detect discrepancies, fraud, or non-compliance with laws and regulations.
- Prepared and maintained audit documentation, including work papers, schedules, and summaries, supporting audit opinions and findings.
- Engaged in continuous learning and professional development activities, including internal training sessions and industry specific trainings.
- Manage multiple tasks and effectively communicated the status of work to engagement senior and management.
- Clearly and accurately documented the execution of specific audit procedures as defined by the engagement objectives
Education
Bachelor of Science - Accounting And Finance
Clemson University
Clemson, SC05.2018
Skills
- Certified Public Accountant (CPA)
- Highly knowledgeable of U.S. GAAP and IFRS
- Thorough understanding of SEC
- Superior project management capabilities
- Strong leadership and interpersonal skills
- Expertise in real estate sector
- Financial modeling capabilities
- Risk Assessment Analysis
- Data analytics proficiency
Timeline
Audit Senior
Ernst & Young
2021.09 - Current
Audit Associate
Ernst & Young
2019.10 - 2021.09
Bachelor of Science - Accounting And Finance
Clemson University
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