Fabian Perez
Riverview
Summary
Results-driven leader with strong background in strategic management and organizational growth. Skilled in developing and implementing effective business strategies, optimizing processes, and driving team performance. Known for adaptability, effective collaboration, and delivering measurable outcomes in dynamic environments. Strong communication and problem-solving abilities, coupled with focus on fostering productive and positive team culture.
Overview
11
11
years of professional experience
1
1
Certification
Work History
Director/Enhanced Due Diligence/Periodic Review
Morgan Stanley
Tampa
06.2024 - Current
- Developed high-performing teams by providing mentorship, guidance, and opportunities for professional growth.
- Enhanced team collaboration through regular communication, goal setting, and performance evaluations.
- Established a culture of continuous improvement by fostering open communication channels and empowering employees to voice their ideas.
- Cultivated a positive work environment that fostered employee engagement, increased retention rates, and boosted overall team morale.
- Served as a subject matter expert in [functional area], collaborating with the Team Manager to enhance processes, mitigate risks, and drive key projects.
- Acted as a key problem solver, applying deep expertise to address complex challenges, identify risks, and recommend strategic solutions.
- Acted as a culture carrier, promoting the firm’s core values and maintaining the highest ethical standards.
- Conducted in-depth analysis of foreign and domestic business entities, assessing structures for risk and compliance purposes.
KYC Officer Escrow NAM / Team Lead
JP Morgan Chase
Tampa
01.2017 - 06.2024
- Oversee end-to-end CDD workflow for new and existing clients, ensuring compliance with KYC/BSA/AML regulations
- Implement internal policies, providing senior stakeholders with periodic reports and recommending procedural improvements
- Collaborate with Financial Advisors, Complex Management, and Risk Officers to onboard NAM M&A clients
- Led key projects to enhance operational efficiency and reduce risks within the CDD/KYC program
- Partner with Global Financial Crimes Compliance teams to ensure new client relationships meet regulatory and internal compliance requirements.
- Manage client due diligence processes for the commercial bank and the investment bank, including data and documentation review for KYC, BSA, AML, and sanctions compliance.
- Provide oversight and supervision for CDD WKO staff, and serve as a point of contact for escalations for NAM Escrow.
- Manage implementation of internal policies, provide periodic risk-relevant reporting to senior stakeholders, and make recommendations to improve procedures governing KYC/CDD/LDD
- Offer supervisory support and training to CDD WKO Analysts, fostering skill development and providing constructive feedback
- Draft and update procedures and guidelines for client onboarding processes
- Review and respond to monthly quality control findings regarding the Quality Control review process
- Reviewed transactions to identify parties on OFAC or internal prohibited lists
- Analyzed escalated wire transactions due to sanction country involvement
- Ensured compliance with regulatory requirements and recommended necessary actions
- Served as a primary point of contact for sanctions-related inquiries
Global Sanctions Senior Compliance Analyst
JP Morgan Chase
Tampa
01.2016 - 03.2017
- Conducted comprehensive reviews of transactions to identify parties on OFAC or internal prohibited lists.
- Analyzed escalated wire transactions with potential sanction country involvement, ensuring compliance withregulatory requirements.
- Served as a primary point of contact for sanctions-related inquiries, providing prompt and accurate resolution.
Senior Credit Analyst
JP Morgan Chase
Tampa
11.2013 - 01.2016
- Evaluated credit applications for auto finance loans, ensuring compliance with credit policy and regulatory guidelines.
- Collaborated with Indirect Relationship Managers to drive business development and maintain strong dealer relationships.
- Provided timely and accurate responses to customer inquiries, fostering a positive client experience.
Education
Bachelor of Science - Criminology
Florida State University
Tallahassee, FL08-2001
Skills
- KYC/CIP/BSA/AML regulations
- Sanctions regulations
- Compliance protocols
- Team leadership
- Project management
- Interpersonal skills
- Communication skills
- Analytical abilities
- Multitasking
- Working under pressure
- Decision-making
- Relationship building
- Strategic planning
- Verbal and written communication
Certification
- Certified Anti-Money Laundering Specialist (CAMS)
Languages
Spanish
Professional
Timeline
Director/Enhanced Due Diligence/Periodic Review
Morgan Stanley
06.2024 - Current
KYC Officer Escrow NAM / Team Lead
JP Morgan Chase
01.2017 - 06.2024
Global Sanctions Senior Compliance Analyst
JP Morgan Chase
01.2016 - 03.2017
Senior Credit Analyst
JP Morgan Chase
11.2013 - 01.2016
Bachelor of Science - Criminology
Florida State University
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