Summary
Overview
Work History
Education
Skills
Certification
Work Preference
Timeline
Generic
Open To Work

Felicita Schofield

Coopersburg,PA

Summary

Results-driven management professional with proven ability to lead teams to success. Strong focus on team collaboration, operational efficiency, and achieving measurable outcomes. Adept at strategic planning, process improvement, and fostering culture of accountability and excellence. Known for adaptability and consistently meeting changing organizational needs.

Overview

7
7
years of professional experience
1
1
Certification

Work History

Manager, Mutual Fund Governance and Oversight, Finance Division

Vanguard
08.2024 - Current
  • Leads cross-site teams overseeing control testing, reconciliation, and regulatory reporting, aligned to internal risk frameworks and SEC requirements.
  • Governs SOX and non-SOX control execution, including deficiency remediation and audit readiness.
  • Partners with Operations, Compliance, Legal, and external auditors to validate control design and effectiveness.
  • Provides executive oversight for regulatory attestations and large-scale initiatives, ensuring clear control ownership and third-party governance.

Content Strategist, Request for Proposal (RFP) Specialist – Financial Advisor Services (FAS)

Vanguard
05.2022 - 06.2024
  • Authored and governed due diligence, RFP, and regulatory content, ensuring alignment with approved legal and compliance disclosures.
  • Performed QA and audit reviews to mitigate regulatory, legal, and reputational risk.
  • Partnered with Compliance and Legal to ensure responses met regulatory and supervisory standards.
  • Managed centralized content platform to enhance governance, version control, and audit traceability.

Compliance Analyst – Office of General Counsel (OGC)

Vanguard
04.2019 - 05.2022
  • Managed federal and state regulatory filings, including Blue Sky notice filings, using third-party vendors (LNRS, Toppan Merrill).
  • Audited regulatory submissions to ensure accuracy, completeness, and compliance with state and SEC requirements.
  • Served as primary liaison for regulatory inquiries and examinations, partnering across business lines.
  • Acted as Blue Sky subject-matter expert, advising Operations, Personal Investor, and FAS teams.

Education

M. ED. - K-8

Holy Family University
Philadelphia, PA

B.A. - French and Italian

Temple University
Philadelphia, PA

Skills

  • Tableau
  • Microsoft Word
  • Excel
  • PowerPoint

Certification

  • CRD #3204514
  • Project Management Professional (PMP) – 2019
  • Series 7 – General Securities Representative Examination – 2021
  • Series 63 -Uniform Securities Agent State Law Examination – 2000

Work Preference

Job Search Status

Open to work

Work Type

Full Time

Location Preference

RemoteHybrid

Salary Range

$80000/yr - $200000/yr

Timeline

Manager, Mutual Fund Governance and Oversight, Finance Division

Vanguard
08.2024 - Current

Content Strategist, Request for Proposal (RFP) Specialist – Financial Advisor Services (FAS)

Vanguard
05.2022 - 06.2024

Compliance Analyst – Office of General Counsel (OGC)

Vanguard
04.2019 - 05.2022

B.A. - French and Italian

Temple University

M. ED. - K-8

Holy Family University
Felicita Schofield