Summary
Overview
Work History
Education
Skills
Work Preference
Timeline
Generic
Open To Work

FRANCIS CICERON

Riverview

Summary

Finance professional with expertise in leading legal entity rationalization initiatives, ensuring compliance with regulatory frameworks. Proven track record in preparing executive-level reports that support decision-making and risk management. Committed to contributing to organizational success through strategic financial analysis and compliance management.

Overview

20
20
years of professional experience

Work History

Global Financial Controls Lead Analyst-VP

Citi
01.2022 - 01.2026
  • Lead Legal Entity Rationalization (LER) workstream deliverables as part of Citi’s Resolution Plan.
  • Execute Recovery & Resolution Plan (RRP) requirements for LER workstream.
  • Ensured adherence to LER Framework through Legal Entity Criteria Testing, supporting compliance with regulatory policies.
  • Managed Citi’s Virtual Data Room (VDR) to enhance divestiture readiness for potential buyers.
  • Partner with corporate Merger and Acquisition (M&A) and global stakeholders to coordinate and track data collection.
  • Prepared executive-level reports and regulatory documentation to inform stakeholders and support decision-making.
  • Performed diverse tasks to support team goals.

Accountant-Regulatory Reporting Consultant

Brighthouse Financial
01.2017 - 01.2022
  • Prepared and filed regulatory reports for rating agencies, ensuring accuracy and compliance.
  • Managed regulatory reporting projects, achieving compliance with evolving regulations.
  • Engaged in project management to evaluate regulatory reporting objectives against ongoing projects and changes in accounting guidance.
  • Designed and reviewed control proofs, enhancing regulatory compliance across business lines.
  • Developed and implemented policies that improved error detection and reduced risk in financial operations.
  • Maintained data governance policies and conducted periodic assessments for enhancements.

Financial Consultant

MetLife
01.2014 - 01.2017
  • Led setup of new investment vehicles, streamlining portfolios, banking, and ledgers management.
  • Created and corrected reports to resolve trade and holdings issues, enhancing accuracy.
  • Monitored daily Security Master Files (SMF) trade feeds and resolved conflicts.
  • Coordinated timely action on Quality Center defects, improving resolution processes across departments.
  • Maintained reference data in PAM for securities management.

Sr. Securities Processing Analyst/US Settlements

Citi
01.2011 - 01.2014
  • Execute end of day balancing and reconciliation an average between $9bln – 12bln daily.
  • Resolve asset discrepancies, ensuring accurate processing of all cash breaks to maintain financial integrity.
  • Observe and analyze transactions to refer trades within established guidelines and timeframes.
  • Address internal and external client/broker queries efficiently, ensuring satisfaction and timely resolution.
  • Generate, review, and distribute reports daily.
  • Monitor productivity and generate Management Information Systems Reports to inform decision-making processes.

Sr. Operations Securities Analyst

Citi
01.2007 - 01.2011
  • Prepared detailed reports and upheld data integrity for global capital markets and investment banking, facilitating informed decision-making.
  • Managed product and pricing data for fixed income, OTC, and private placement instruments, ensuring accuracy and accessibility.
  • Processed trades for NYSE, NASDAQ, and international markets, contributing to seamless transaction execution.
  • Ensured compliance with all audit policies and procedures.

Research Operations Analyst/Dividends and Redemptions

The Depository Trust Company (DTCC)
01.2006 - 01.2007
  • Oversaw cash entitlements for dividends, interest, and late redemption payments, ensuring timely processing.
  • Managed discrepancies as primary contact, resolving issues efficiently to maintain operational flow.
  • Documented and tracked payment allocations for audit preparedness.
  • Cultivated relationships with financial institutions, transfer agents, and brokerage firms to facilitate seamless transactions.
  • Developed internal operational procedures for training new employees.

Education

Master of Business Administration -

Purdue University

Bachelor of Science - Operations Management

Remington College

Skills

  • Financial systems
  • Project management
  • Database management
  • Enterprise software proficiency
  • Microsoft Office suite
  • Collaboration tools
  • Communication platforms

Work Preference

Job Search Status

Open to work

Work Type

Full Time

Location Preference

RemoteHybridOn-Site

Salary Range

$134000/yr - $200000/yr

Timeline

Global Financial Controls Lead Analyst-VP

Citi
01.2022 - 01.2026

Accountant-Regulatory Reporting Consultant

Brighthouse Financial
01.2017 - 01.2022

Financial Consultant

MetLife
01.2014 - 01.2017

Sr. Securities Processing Analyst/US Settlements

Citi
01.2011 - 01.2014

Sr. Operations Securities Analyst

Citi
01.2007 - 01.2011

Research Operations Analyst/Dividends and Redemptions

The Depository Trust Company (DTCC)
01.2006 - 01.2007

Master of Business Administration -

Purdue University

Bachelor of Science - Operations Management

Remington College
FRANCIS CICERON