Gaurav Garg
Charlotte,NC
Summary
Accomplished business and technology director with a proven track record in effectively managing all aspects of production. Demonstrating exceptional project management and decision-making abilities, this professional successfully oversees technical operations while efficiently designing and implementing solutions. Proficient in risk management, regulatory reporting, capital markets, and taxation, this individual navigates complex business environments with ease. Excels at coordinating production plans and personnel resources to deliver high-quality work within stringent timeframes.
Overview
20
20
years of professional experience
1
1
Certification
Work History
Director
Synechron Inc.
11.2016 - Current
- Managed a global team of 35+ to deliver risk and compliance solutions, led implementation of Integrated Risk Management solutions, and supported vendor application hosting
- Devised regulating reporting instruction platform for financial and non-financial reporting and led risk controls self-assessment with quality audits
- Implemented technology solutions covering the entire tax lifecycle, including tax form validation, withholding, and reporting.
Risk Reporting Consultant
Silicon Valley Bank
05.2016 - 11.2016
- Directed CCAR and DFAST report submissions, oversaw data mapping & reconciliation, and implemented solutions for regulatory instruments
- Led the submission of FR Y-16, FR Y-9C, FFIEC 031 and other reports.
Consulting Manager
Wipro Technologies
07.2011 - 05.2016
- Oversaw risk data sourcing for BCBS 239 and CCAR, developed data models, and led submission of Liquidity Coverage Ratio reports
- Monitored deliverables/releases for market risk applications (variance, back testing, and stress testing), resolving business exceptions and maintaining daily communication with all stakeholders.
Business Analyst (Capital Markets)
NIIT Technologies
08.2009 - 06.2011
- Served as the primary point of contact for resolving exceptions related to account opening, maintenance, anti-money laundering (AML), fees, trades (cash, equities, FX, swaps, etc.), settlements, funding nostros, custodian, and asset data services
- Played a key role in the acquisition of Edward Jones by Towry Law and the subsequent business conversion onto SEI WMP.
Business Analyst (Capital Markets)
Infosys Technologies
08.2004 - 05.2008
- Developed risk reporting frameworks and monitored trading exceptions.
Education
MBA - Accounting and Finance
SP Jain Center of Management
06.2009
Bachelor of Science - Computer Engineering
ITM, Gurgaon
07.2004
Skills
- Governance Risk and Compliance – RSA Archer, ServiceNow
- Analytics & Reporting – PowerApps, Power BI, AxiomSL, Lombard Risk, Hyperion, Business Objects
- Taxation and Accounting – IHS Markit (CTI MD3), Eagle Star
- Trading Platform, Ratings and Pricing – SEIC WM Platform, Morgan Stanley GWM, Bloomberg
- Requirements Management – IBM BPM, JAMA, JIRA, Rational Rose, Requisite Pro, DocuSign, HP QC
- RDBMS – Toad, SQL Server, Oracle
- Programming Languages – J2EE, HTML, UNIX, XML
- Application Design – MS Visio, MS Office
- Agile and Scrum – Product Owner, Scrum Master, Coaching and Mentoring
Certification
- Certified ISACA CRISC and Microsoft Azure 900
- Certified Scrum Professional (CSP)-Scrum Master, CSP-Product Owner, CAL E&T and SAFe POPM
- Certified Financial Risk Management (FRM) level 1
- D&B certified for foundation course in Banking 1, and Banking 2
- NCFM certified for Derivatives Market, Securities Market, AMFI Advisors and Financial Markets
- Preparing for Certified Information System Security Professional (CISSP) Exam
Websitesprofiles
LinkedIn, https://www.linkedin.com/in/gauravgarg1/
Personal Information
- Canadian
- US green card holder
- Title: Director Technology
Timeline
Director
Synechron Inc.
11.2016 - Current
Risk Reporting Consultant
Silicon Valley Bank
05.2016 - 11.2016
Consulting Manager
Wipro Technologies
07.2011 - 05.2016
Business Analyst (Capital Markets)
NIIT Technologies
08.2009 - 06.2011
Business Analyst (Capital Markets)
Infosys Technologies
08.2004 - 05.2008
Bachelor of Science - Computer Engineering
ITM, Gurgaon
MBA - Accounting and Finance
SP Jain Center of Management
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