Gavin Sumimoto
Honolulu,HI
Summary
Dedicated financial professional with extensive experience in building strong client relationships and setting achievable financial goals. Expertise in educating clients on investment strategies and market trends to enhance financial literacy and achieve desired outcomes.
Overview
11
11
years of professional experience
Work History
Associate Financial Advisor
Ameriprise Financial
Honolulu, HI
2020.05 - 2026.08
- Developed personalized financial plans and investment strategies for clients.
- Educated clients on financial products, services, and market trends, enhancing their understanding and decision-making.
- Conducted regular follow-ups with clients to evaluate financial means and objectives, fostering strong client relationships.
- Oversaw client account documentation to ensure compliance with regulatory standards, safeguarding client interests and firm reputation.
Financial Advisor
Ameriprise Financial
Honolulu, HI
2019.09 - 2020.05
- Provided advice on retirement planning, estate planning, risk management, and investment strategies.
- Developed personalized financial plans for clients based on their goals.
- Collaborated with clients to review and adjust financial goals.
- Attended networking events to build relationships with potential business partners or referral sources.
Registered Client Service Associate
Ameriprise Financial
Honolulu, HI
2016.01 - 2019.09
- Prepared documents for new accounts as well as account transfers or distributions.
- Assisted in preparing investment reports and documentation for client meetings.
- Maintained accurate records of client interactions and transactions.
- Coordinated appointment scheduling for financial advisors and clients.
Education
BBA - Finance
University of Hawaii At Manoa
Honolulu, HI2001-05
Skills
- Financial planning
- Retirement strategies
- Investment strategies
- Client relationship management
- Relationship management
- Financial goal setting
- Team collaboration
Timeline
Associate Financial Advisor
Ameriprise Financial
2020.05 - 2026.08
Financial Advisor
Ameriprise Financial
2019.09 - 2020.05
Registered Client Service Associate
Ameriprise Financial
2016.01 - 2019.09
BBA - Finance
University of Hawaii At Manoa