GINA GRISAFFI
Staten Island,NY
Overview
22
22
years of professional experience
Work History
Business Analyst
BNY Mellon
New York, NY
05.2002
Risk and Compliance, Vice President /Specialist
BNY Mellon
08.2012 - 01.2020
- Identify data security issues for various groups within the Risk & Compliance Department and implement controls and process changes that outwardly impact as many as 5,000 employees
- Analyze processes and identify application risk within risk departments that include Enterprise wide market, Credit, Asset Servicing , Technology, EMEA Compliance and Wealth Management
- Assess all risk department applications for compliance, log any issues and provide commentary to the Information Risk Management team to determine the appropriate resolution
- Provide guidance to the Information Security Administrators (ISA) and System Access Authorizers (SAA) pertaining to access groupings, user privileges, violations and security reports
- Assist SAAs in understanding users privileges by setting guidelines to determine requirements for electronic directory and application access based on job level and function
- Deliver consultation to the risk departments on Information Risk Management practices including Service Provider Management, User Developed Technologies and Information Protection practices
- Manage application process documentation in SharePoint, including any technical changes, new controls or changes to procedures in order to meet BNYM compliance measures
- Assist with reviewing Information Risk Management Program Process documentation to ensure all records management risk compliance requirements are followed
- Identify process improvements to mitigate information risks including the updating and execution of data retention policies and development of robust risk policies site on the shared drive
- Coordinate and provide department with application self-assessment tool-kits to identify and report remediation issues
- Acts as GDPR and CCPA Privacy Champion for Risk in the Americas
Senior Credit Administrator Officer
Plan Sponsor Services
11.2006 - 07.2012
- Reviewed as many as 60 credit proposals weekly for accuracy of credit information and adherence to credit policies pertaining to Private Wealth and Real Estate credit portfolios
- Produced a weekly report containing analysis, disclosures and commentary for approved credit proposals to the Chief Credit Officer and Chief Risk Officer
- Interacted with Portfolio Managers and Underwriters to monitor the timely review of credit ratings using the Credit Rating Information System (CRIS)
- Provided training and support to back office personnel including Loan Administrators and Underwriters on execution of the electronic Credit Approval Process (eCAP)
- Generate ad hoc reports from the mainframe database for Portfolio Managers and Credit Risk Managers Globally in regards to country exposure, country ratings and exposure trends
- Client Service
05.2002 - 10.2006
- Serviced defined benefit and daily valued defined contribution trusts for private corporations, public municipalities and labor unions in excess of $4 billion market value
- Served as a liaison between clients and Investment Managers by performing activities including portfolio reviews, client transitions, cash flow management and fee assessments
- Organized necessary documentation for client accounts which included trust agreements, voting proxies and insurance contracts
Trust Administrator/ Client Funds Valuation
Deutsche Bank/Bankers Trust Company
Jersey City, NJ
01.1998 - 01.2002
- Plan Sponsor Services
- Managed the activity of over $1 billion in assets for daily valued 401(k) Plans
- Analyzed stock accounts according to market value in order to execute stock trades
- Calculated Net Asset Values in a timely and accurate manner
- Audited monthly and annual client financial statements as well as ERISA government reports
Education
Bachelor’s - Mathematics, Business
State University of New York College at Oneonta
Training – Deutsche Bank ERISA Rules and Reporting Training – BNY Mellon Credit Underwriting Course - Fi Analytics – Practical Applications - undefined
New York State Escheatment
Skills
- TECHNICAL SKILLS
- Microsoft Office; Word, Excel, PowerPoint, Access
- Symantec Data Insight, Symantec Data Loss Prevention, MyShare, SailPoint Identity IQ, Stealth Audit, Jira
- BNYM Products; Inform, TAS, AIMS,CIF, CRIS, eCAP, GEMLINE, IT Service Portal, Remedy, Archer
Timeline
Risk and Compliance, Vice President /Specialist
BNY Mellon
08.2012 - 01.2020
Senior Credit Administrator Officer
Plan Sponsor Services
11.2006 - 07.2012
Business Analyst
BNY Mellon
05.2002
05.2002 - 10.2006
Trust Administrator/ Client Funds Valuation
Deutsche Bank/Bankers Trust Company
01.1998 - 01.2002
Bachelor’s - Mathematics, Business
State University of New York College at Oneonta
Training – Deutsche Bank ERISA Rules and Reporting Training – BNY Mellon Credit Underwriting Course - Fi Analytics – Practical Applications - undefined
New York State Escheatment
Similar Profiles
ANKUR WADHEANKUR WADHE
Associate I at Bank of New York Mellon (BNY Mellon)Associate I at Bank of New York Mellon (BNY Mellon)
Vishal TilwaniVishal Tilwani
Associate, AML/Prevention/KYC Representative at BNY Mellon (Bank of New York Mellon)Associate, AML/Prevention/KYC Representative at BNY Mellon (Bank of New York Mellon)
Nivedita Sutar-TodkarNivedita Sutar-Todkar
Vice President at BNY MellonVice President at BNY Mellon
Taylor PackwoodTaylor Packwood
SAR Investigator at BNY MellonSAR Investigator at BNY Mellon
Carl Ford IICarl Ford II
Police Officer at New York Police DepartmentPolice Officer at New York Police Department