Glen Director
Long Beach,NY
Summary
Accomplished financial services executive with 35+ years of leadership experience in global equity trade management, settlements, and corporate actions. Proven track record of transforming operations, driving organizational growth, and leading high-performing teams in complex, regulated environments. Expert in risk management, compliance, and strategic change initiatives with the ability to align operational execution to enterprise objectives. Recognized for visionary leadership, stakeholder engagement, and delivering sustainable business results across global markets.
Overview
38
38
years of professional experience
Work History
Vice President -Global Equity Trade Management
Credit Suisse Securities / UBS
New York, New York
08.1990 - 12.2025
- Directed global operations across multiple equity trading businesses including ETF creation/redemption, program trading, algorithmic/DMA trading, and high-touch secondary trading.
- Partnered with senior leadership to design and execute strategic initiatives that enhanced profitability, operational efficiency, and risk controls.
- Championed enterprise-wide technology upgrades and product launches, ensuring seamless integration with trading platforms and regulatory frameworks.
- Built and mentored high-performing teams, fostering a culture of accountability, innovation, and continuous improvement.
- Established and enforced governance frameworks and operational controls to mitigate risk and safeguard firm assets.
- Acted as a trusted advisor to executive stakeholders, providing insights on market trends, operational risks, and strategic opportunities.
International Equity Settlements Associate
Prudential Securities
New York, New York
01.1990 - 08.1990
- Oversaw daily settlement of international equity trades, ensuring accuracy, timeliness, and compliance with global market standards.
- Strengthened relationships with brokers and custodians to improve trade verification and settlement efficiency.
- Managed large-scale cash movements and wire transfers, implementing controls to reduce risk exposure.
International Corporate Actions Clerk
Salomon Brothers
New York, New York
01.1988 - 01.1990
- Directed corporate actions and dividend processing for international equity portfolios.
- Ensured compliance with regulatory deadlines and reporting requirements, minimizing operational risk.
- Delivered accurate reconciliations of cash and stock movements, supporting financial integrity and client confidence.
Education
Political Science And Government
Stony Brook University
Stony Brook, NYSkills
- Enterprise Strategy & Business Transformation
- Global Equity Trading & Market Operations
- Risk Management, Compliance & Governance
- Organizational Leadership & Talent Development
- Stakeholder & Client Relationship Management
- Operational Excellence & Process Optimization
- Technology Integration & Digital Transformation
- Change Management & Performance Improvement
Timeline
Vice President -Global Equity Trade Management
Credit Suisse Securities / UBS
08.1990 - 12.2025
International Equity Settlements Associate
Prudential Securities
01.1990 - 08.1990
International Corporate Actions Clerk
Salomon Brothers
01.1988 - 01.1990
Political Science And Government
Stony Brook University