Serving in a Senior Product Development position supporting Custody Operations department within Wealth, Commercial, Investment Banking Operations
Responsible for delivering efficiency improvements and subject matter expertise on projects such as outsourcing class actions, Money Market reform, DTC modernization and Risk & Control assessment
Director
MUFG Union Bank
Los Angeles
01.2014 - 01.2022
Serving in a Senior Management Trust Operations position for the Capital Markets Operations department within Operations and Technology of the Americas
Responsible for managerial oversight for the daily operational activities for Corporate Trust, Issuing & Paying Agent, and Trust Operations & Specialty Services groups based in Chicago, Los Angeles & San Diego
Manage and lead a team of thirty staff
Focused on streamlining and process improvement to reduce risk and increase efficiency.
Senior Vice President
U.S. Bank, N.A.
Los Angeles
01.2012 - 01.2014
Serving in a Senior Management position of CA Regional Manager for the Institutional Trust & Custody division of the sixth largest custodian in the U.S
Responsible for the new business development and relationship management for all new and existing trust and custody relationships in California
Managed and lead a team of eight staff in California
Primarily interfaced with senior executives in Finance, Treasury and Human Resources departments of large corporations, municipalities, special purpose districts, and other government agencies, colleges and universities, non-profits and foundations
Actively developed new business opportunities with institutional clients utilizing products and services such as: discretionary investment management, custody, retirement plan services, payment services, and fund accounting
Client assets include corporate cash, pension funds, endowment funds and managed discretionary accounts
Provided expert analysis and recommendations regarding trends, procedures and best practices
Cross sell services, expand relationships and acquire new clients.
Regional Manager
Union Bank
Glendale & Irvine
01.1997 - 01.2012
Served in an executive position for a bank with over 10,000 employees and $300 billion in trust assets
Managed client services and strategic planning for the retirement services division
Performed division-wide strategic analysis and planning
Monitored activity against plan, performed detailed financial analysis and determined shifts in strategy on an ongoing basis
Responsible for pricing decisions and ensuring profitability of business
Performed a variety of customer-centric managerial, sales, and analytical roles involving corporate employee retirement plans and educational materials, new-business development, and product development
Supervised analyses of financial objectives, assets and liabilities, risk management, balance sheets, and a broad range of statistics
Maintained close scrutiny of current market conditions.