Summary
Overview
Work History
Education
Skills
Certification
Affiliations
Accomplishments
References
Timeline
Generic

HAMEED OGUNSEMOWO

Brooklyn,NY

Summary

Highly knowledgeable in the field of Know Your Customer (KYC) regulations and Anti-Money Laundering (AML) procedures. Previous experience includes ensuring compliance with global regulatory requirements, conducting thorough customer due diligence, and managing risks associated with financial transactions. Strengths include strong analytical skills, ability to lead teams effectively, and adaptability in a fast-paced environment. Have made significant contributions in previous roles by improving efficiency of KYC processes and enhancing overall risk management strategies.

Overview

6
6
years of professional experience
1
1
Certification

Work History

Senior KYC Analyst

UBA America
New York, NY
09.2022 - Current
  • Conducted due diligence reviews on new customers based on KYC and AML standards.
  • Drafted reports detailing the results of KYC investigations, including recommendations for further action if necessary.
  • Prepared periodic reports summarizing the results of ongoing KYC reviews.
  • Performed detailed review of customer files to identify and investigate any potential risks or discrepancies.
  • Monitored daily transactions for unusual patterns or activities that may indicate money laundering or terrorist financing activities.
  • Maintained up-to-date knowledge of regulatory changes affecting KYC and AML practices.
  • Assisted in developing policies and procedures related to KYC and AML compliance.
  • Reviewed customer documentation to verify accuracy and completeness prior to onboarding clients.
  • Advised senior management regarding improvements that can be made in existing processes related to KYC and AML compliance.
  • Demonstrated strong problem-solving skills, resolving issues efficiently and effectively.
  • Monitored accounts for changes in activity that could indicate fraud or suspicious behavior.
  • Drafted reports summarizing findings from KYC reviews and investigations.
  • Maintained accurate records of all KYC documentation and analysis results.
  • Ensured that all AML and KYC policies are properly implemented across the organization.
  • Tracked regulatory changes related to AML and KYC requirements.
  • Identified customer risk levels based on established criteria.
  • Coordinated with internal departments to resolve discrepancies in customer data.
  • Analyzed customer data to identify suspicious activity or potential money laundering schemes.
  • Reviewed customer documents and information to ensure compliance with KYC regulations.

AML/KYC Analyst, Middle Office

First Republic Bank
New York, NY
03.2020 - 08.2022
  • Ensured that all AML and KYC policies are properly implemented across the organization.
  • Investigated potential cases of money laundering and other criminal activities.
  • Investigated suspicious activity or accounts that may be subject to fraud or money laundering.
  • Assisted in developing strategies to mitigate risk associated with money laundering activities.
  • Analyzed customer information to identify potential money laundering activities.
  • Reported suspicious activity related to money laundering or fraud according to company policy.
  • Reviewed and monitored large-scale customer transactions for potential money laundering activity.
  • Identified suspicious activities such as fraud attempts or money laundering schemes.
  • Investigated alerts generated by automated systems pertaining to possible money laundering activities.
  • Maintained up-to-date knowledge on current trends in money laundering techniques used by criminals.
  • Analyzed customer information to identify any potential risks associated with money laundering activities.
  • Reviewed customer accounts and transactions for suspicious activity or potential money laundering schemes.
  • Adhered to all federal laws governing banking operations such as Anti Money Laundering regulations.
  • Monitored customer activity to detect suspicious transactions or money laundering attempts.
  • Prepared detailed reports regarding customers' identification status for senior management review.
  • Managed relationships with external vendors providing support services related to KYC compliance.
  • Advised clients on how to comply with applicable KYC laws and regulations.
  • Performed due diligence reviews of customer data to ensure compliance with KYC regulations.
  • Conducted regular audits of customer files to verify accuracy of documentation.
  • Reviewed and verified customer identity documents, such as passports and driver's licenses.

AML/KYC Analyst

TD Bank
New York, NY
02.2019 - 02.2021
  • Verified customer identification documents for compliance with Bank Secrecy Act regulations.
  • Ensured compliance with Bank Secrecy Act regulations when processing transactions.
  • Verified customers' identification documents for compliance with the Bank Secrecy Act.
  • Verified identity documents for new account openings according to the Bank Secrecy Act.
  • Verified customers' identification documents in accordance with Bank Secrecy Act regulations.
  • Ensured compliance with Bank Secrecy Act standards.
  • Analyzed customer data to detect any unusual patterns or trends that may indicate possible money laundering activities.
  • Conducted investigations on potential violations of Anti-Money Laundering regulations.
  • Monitored changes in global AML regulations and assessed the impact on existing policies and procedures.
  • Identified areas of improvement within existing processes and procedures.
  • Assessed customer risk profiles in order to develop effective strategies for mitigating money laundering risks.
  • Reviewed and analyzed customer's financial transactions to identify suspicious activities related to money laundering.
  • Performed research to ensure compliance with AML laws and regulations.
  • Identified areas of non-compliance within an organization's anti-money laundering program and recommended corrective action plans accordingly.
  • Drafted reports regarding findings from investigations into suspicious activity.
  • Participated in regular meetings with senior management teams to discuss progress on AML initiatives.
  • Evaluated customer information against watchlists provided by government agencies for potential matches.
  • Recorded detailed notes regarding each screening session including any necessary changes or updates.
  • Utilized various software and tools to streamline processes and optimize performance.
  • Reviewed requests for new forms of ID cards or documents submitted by individuals.
  • Utilized various software applications such as database management systems and record keeping systems to track identifying information.
  • Verified the accuracy of personal data entered into computer systems for tracking purposes.
  • Managed multiple projects simultaneously while meeting deadlines.
  • Evaluated existing processes for verifying identities and proposed changes where necessary.

Education

Bachelor of Science - Marketing

Lagos State University
Nigeria
08-2008

Skills

  • Banking regulations
  • Policy Adherence
  • Compliance Reporting
  • Due diligence
  • Decision-Making
  • Effective Communication
  • Interpersonal Skills
  • Analytical Thinking
  • Multitasking
  • Problem-solving aptitude
  • Time Management
  • Excellent Communication
  • Written Communication
  • Organizational Skills
  • Attention to Detail
  • Task Prioritization
  • Risk Assessment
  • Professionalism
  • Document Review
  • Microsoft Office
  • Research abilities
  • Ethical standards
  • Risk assessment expertise

Certification

  • Certified Anti-Money Laundering Specialist (CAMS)

Affiliations

  • Tools Experience: Worldcheck, Lexis Nexis, Actimize, Surety, Regtechone and Onboarding system.

Accomplishments

  • CEO Recognition

References

References available upon request.

Timeline

Senior KYC Analyst

UBA America
09.2022 - Current

AML/KYC Analyst, Middle Office

First Republic Bank
03.2020 - 08.2022

AML/KYC Analyst

TD Bank
02.2019 - 02.2021

Bachelor of Science - Marketing

Lagos State University

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