Detail-oriented Compliance Officer dedicated to improving policies and procedures in all business areas. Hardworking and driven with quality-focused and proactive approach. Bringing 6 years of experience in compliance. Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team goals. To seek and maintain full-time position that offers professional challenges utilizing interpersonal skills, excellent time management and problem-solving skills. I want to utilize my various advanced skill set to be a servant leader for my co-workers, peers and the Cherokee Community.
Overview
11
11
years of professional experience
Work History
Compliance Officer
Tribal Employment Rights Office
11.2018 - Current
Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures.
Reduced the risk of financial penalties by conducting thorough internal audits on a regular basis.
Streamlined reporting processes for improved efficiency in submitting data to regulatory agencies.
Ensured timely identification of potential issues by establishing robust monitoring systems and controls.
Collaborated with cross-functional teams to address compliance concerns, fostering a culture of shared responsibility.
Provided expert guidance on complex regulatory matters, enabling informed decision-making within the organization.
Managed relationships with regulators, maintaining open lines of communication to ensure transparent operations.
Spearheaded investigations into potential violations, promptly addressing issues to maintain company reputation and avoid sanctions.
Advised senior management on strategic planning initiatives, incorporating compliance considerations into decision-making processes.
Assisted in negotiating contracts with external partners, ensuring adherence to relevant regulatory requirements throughout the partnership lifecycle.
Implemented successful remediation efforts following audit findings, minimizing adverse consequences for the organization.
Demonstrated adaptability in response to evolving industry standards, maintaining best practices in a dynamic regulatory environment.
Prepared and submitted regulatory filings in timely manner.
Maintained up-to-date knowledge of applicable laws and regulations.
Maintained composure in stressful situations, confrontations, interviews and records searches.
Warned violators of infractions or penalties.
Enforcement of Indian Preference Act in accordance with Chapter 92 & Chapter 95 of EBCI Tribal law.
Front Service Attendant
Harrah's Cherokee Casino
05.2013 - 05.2018
Enhanced customer satisfaction by providing efficient and attentive service in a timely manner.
Streamlined facility cleanliness, ensuring a welcoming environment for all patrons.
Assisted customers with inquiries and provided accurate information regarding products and services.
Implemented effective communication strategies to address customer concerns and resolve issues promptly.
Collaborated with team members to improve overall service efficiency and achieve shared goals.
Supervised daily operations, ensuring adherence to company policies and procedures for scheduling 35+ employees on a weekly basis.
Provided exceptional customer support by addressing needs quickly and professionally.
Trained new employees on company protocols, contributing to a consistently high-quality workforce.
Exceeded performance targets by prioritizing tasks based on urgency and importance.
Utilized strong problem-solving skills to handle challenging situations effectively under pressure.
Initiated improvements in service delivery by identifying areas for potential growth or development within current processes.
Promoted a positive work atmosphere through strong interpersonal skills and active collaboration with colleagues across various departments.
Developed relationships with key vendors, leading to improved supply chain management for essential resources needed throughout daily operations.
Maximized operational efficiency through consistent scheduling practices while considering staff availability as well as peak business hours.
Achieved high levels of customer retention by delivering personalized service tailored specifically towards individual preferences.
Maintained clean and professional appearance during work shift.
Followed safety protocols while working, avoiding accidents and injuries.
Monitored and maintained organized work space, confirming efficient operations.
Responded to customer requests efficiently and with knowledgeable assistance.
Developed, assembled and implemented the motor coach department at the Casino.
Education
Bachelor of Science - Criminology & Criminal Justice
Western Carolina University
Cullowhee, NC
2018
High School Diploma -
Cherokee Central School
Cherokee, NC
2012
Skills
Risk Management
Internal Controls
Auditing processes
Corporate Governance
Document Review
Compliance Monitoring
Investigations skills
Project Coordination
Regulatory knowledge
Documentation Review
Reporting Requirements
Training delivery
Legal Research
Compliance reviews
Ethics management
Industry Awareness
Data privacy
Influencing skills
Reporting management
Investigative reporting
Compliance Training
Policy Enforcement
Records Review
License Verification
Legal Compliance
Activity monitoring
Project Oversight
Professional Demeanor
Organizational Skills
Task Prioritization
Time management abilities
Internal Policy Implementation
Field investigations
Team Collaboration
Critical Thinking
Analytical Thinking
Interpersonal Skills
Attention to Detail
Team building
Written Communication
Multitasking
Decision-Making
Violation Reporting
Leadership Techniques
OSHA Regulations
Interests
My interests include fishing, hunting, family events and being outdoors. I love gaining new skills and expanding my horizons.
Additional Information
Add anything else you can think of.
Timeline
Compliance Officer
Tribal Employment Rights Office
11.2018 - Current
Front Service Attendant
Harrah's Cherokee Casino
05.2013 - 05.2018
Bachelor of Science - Criminology & Criminal Justice
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