Jacob Grey
Head Of AML Controls
Jacksonville,FL
Summary
With over 8 years of experience, I have honed my skills in AML/KYC, specializing in the realms of KYC onboarding and transaction monitoring. My journey has been a blend of compliance and regulatory expertise, combined with Project Management and Software Engineering.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Head of AML Controls
Greyhouse Consulting
3 2022 - 4 2023
- Implemented and enhanced NICE Actimize platforms for AML and fraud solutions
- Designed and developed application configurations using PL/SQL and Erwin Data Modeling
- Supported Services Data Foundation (FSDF), Data Governance Studio (DGS), and Data Integration Hub (DIH)
- Managed and debugged high-volume data migrations and batch executions within OFSAA
- Led technical teams, drove technology strategies, and ensured compliance with legislative standards
- Created custom APIs for seamless integration with third-party services, expanding application functionality and compatibility
- Debugged complex software issues, leading to a more stable product release.
AVP - KYC Onboarding
DWS Group
05.2021 - 03.2023
- Provided comprehensive advisory services to private equity firms and hedge funds, assisting in transaction structuring, due diligence, and investment analysis
- Conducted detailed financial modeling, valuation analyses, and performance assessments for potential investments in alternative assets
- Collaborated with cross-functional teams to evaluate investment opportunities, identify risks, and recommend strategic solutions to clients
- Prepared and presented in-depth reports and presentations to senior management and clients, highlighting key findings and actionable insights
- Hired and managed 6 new hires to take on increasing pipeline
- Decreased pipeline by 35% by implementing automated tools along with a newly designed workflow management system.
Associate KYC Onboarding - ABS
Deutsche Bank Group
01.2020 - 05.2021
- Conducted KYC onboarding processes for asset-backed securities, ensuring strict adherence to regulatory requirements
- Analyzed and resolved compliance issues, facilitating smooth and compliant transaction processes.
Associate KYC Onboarding - ABS
JDX Consulting
08.2019 - 12.2019
- Led the KYC backlog of Regular Reviews and event-driven Reviews for asset-backed securities, enhancing the compliance framework for these reviews and ensuring client satisfaction and achieving assigned deadlines
- Managed project timelines and documentation, ensuring accuracy and compliance with all regulatory standards.
AML Analyst Transaction Monitoring - USAA
AML Rightsource
06.2019 - 08.2019
- Monitored suspicious alerted transactions on bank accounts for USAA, identifying, investigating, and compiling SARs when required
- Ensured compliance with AML regulations and standards, achieving a high rate of client satisfaction and regulatory approval.
- Documented research findings to support risk-based decision-making and resolution to escalated fraud incidents.
AML Transaction Monitoring Analyst
Larimar Technologies
02.2017 - 08.2019
- Enhanced transaction monitoring system efficiency by streamlining processes and implementing risk-based approaches.
- Contributed to risk assessments by providing insights from transaction monitoring activities, helping the organization stay ahead of potential threats.
- Assisted in the development of new transaction monitoring rules based on emerging trends and typologies.
- Collaborated effectively with cross-functional teams to identify potential risks and develop mitigation strategies.
AML Transaction Monitoring Analyst
Advantage Resourcing
05.2016 - 12.2016
- Enhanced transaction monitoring system efficiency by streamlining processes and implementing risk-based approaches.
- Contributed to risk assessments by providing insights from transaction monitoring activities, helping the organization stay ahead of potential threats.
- Assisted in the development of new transaction monitoring rules based on emerging trends and typologies.
Education
Master of Science - Information Technology
Western Governors University
Skills
Actimize Development
Oracle Mantas Development
Fircosoft Development
Pipeline Management
Data Science
Automation
Certification
Certified Anti-Money Laundering Specialist (CAMS)
Training
Actimize Developer Training, Spark Databox, 01/01/22
Timeline
AVP - KYC Onboarding
DWS Group
05.2021 - 03.2023
Associate KYC Onboarding - ABS
Deutsche Bank Group
01.2020 - 05.2021
Associate KYC Onboarding - ABS
JDX Consulting
08.2019 - 12.2019
AML Analyst Transaction Monitoring - USAA
AML Rightsource
06.2019 - 08.2019
AML Transaction Monitoring Analyst
Larimar Technologies
02.2017 - 08.2019
AML Transaction Monitoring Analyst
Advantage Resourcing
05.2016 - 12.2016
Head of AML Controls
Greyhouse Consulting
3 2022 - 4 2023
Master of Science - Information Technology
Western Governors University