Jake Stoner
Mesa,AZ
Summary
AML investigations, fraud and finance professional looking to obtain a position which capitalizes on my prior work experience in banking, finance, investigations and regulatory compliance as well as my education in mathematics, statistics, and applied sciences.
Overview
7
7
years of professional experience
Work History
Courier Contractor
Self-employeed
02.2023 - Current
- Expedited urgent deliveries by prioritizing tasks effectively under tight deadlines, without compromising quality or accuracy.
- Enhanced delivery efficiency by optimizing routes and time management strategies.
- Provided excellent customer service during pick-ups and deliveries, fostering strong rapport with clients for repeat business opportunities.
- Operated scanning devices efficiently, ensuring accurate input of package data into the tracking system.
- Maximized fuel efficiency through strategic route planning that minimized mileage while meeting delivery timeframes.
Senior AML Analyst
Vanguard
01.2021 - 02.2023
- Wrote and filed Suspicious Activity Reports (SARs) in compliance with FinCen guidelines.
- Conducted review and decisioning of possible sanctions matches to ensure compliance with OFAC lists.
- Conducted time-sensitive investigations of alerted and referred transactions for suspicious activity.
- Investigated, reviewed, resolved and monitored suspicious and fraudulent financial transaction activity especially in the areas of Fraud and Anti Money Laundering .
- Conducted Bank Secrecy Act (BSA/Title 31) compliance and ensured customers properly complied with the anti-money laundering (AML) statues and regulations.
- Documented research findings to support risk-based decision-making and resolution to escalated incidents.
- Prepared reports, metrics and research to support Anti-Money Laundering initiatives and projects.
Anti Money Laundering Investigator
AML Right Source LLC
10.2018 - 01.2021
- Conducted time-sensitive investigations of alerted and referred transactions for suspicious activity for multiple fortune 500 finance companies reviewing individuals and business entities.
- Investigated, reviewed, resolved and monitored suspicious and fraudulent financial transaction activity especially in the areas of Know Your Customer (KYC), Enhanced Due Diligence (EDD) and Suspicious Activity Report (SAR) filings .
- Conducted Bank Secrecy Act (BSA/Title 31) compliance and ensured customers properly complied with the anti-money laundering (AML) statues and regulations.
- Reviewed internal suspicious incident reports to determine if Suspicious Activity Report (SAR) is warranted and filed SAR in timely manner with FinCEN.
Loan Review Specialist II
Upgrade, Inc
01.2018 - 10.2018
- Reviewed 50+ loan applications daily while maintaining high quality metrics.
- Received inbound and outbound calls and assisted applicants in fulfillment of the application process in a professional and friendly manner while following company and federal guidelines.
- Reviewed financial documents submitted by applicants, verified and calculated customer income, and detected fraudulent documents.
- Met or exceeded production, quality, and customer service goals.
- Maintained above a 90% quality score and improved production metrics each month.
Education
Bachelor of Science - Conservation Biology
Arizona State University
Tempe, AZ08.2016
Skills
- Due diligence and compliance investigations
- Procedure Creation
- Quality
- Research
- Financial Management
- Customer service
- MS Office
- Process improvement
- Data Analysis
- Reporting
- Financial Analysis
- Scientific Analysis
Timeline
Courier Contractor
Self-employeed
02.2023 - Current
Senior AML Analyst
Vanguard
01.2021 - 02.2023
Anti Money Laundering Investigator
AML Right Source LLC
10.2018 - 01.2021
Loan Review Specialist II
Upgrade, Inc
01.2018 - 10.2018
Bachelor of Science - Conservation Biology
Arizona State University