Provided support to lines of business for BSA/AML-related issues, stayed current with changes regarding BSA/AML, OFAC, and the Patriot Act; determined the effect of such laws and regulations on Bank Policies, procedures, and practices, performed periodic reviews of written policy, program and recommended changes, reviewed collected information during regulatory examinations and internal or external audits for completeness and accuracy, learned and utilized our FINRA system and the other internal company's systems, submitted information to other federal regulators.
Reviewed customer’s transactions and any data for potential risks or any discrepancies that may have been found.
Gathered Information, engaging with banking relations managers to obtain any additional customer information.
Senior Securities Operations Representative
Wells Fargo
12.2021 - 06.2022
Received, reviewed, and approved or rejected service requests in Smart Station related to asset movement of clients' brokerage accounts
Met performance delivery on performance metrics and service level agreements, achieved effective risk management through compliance to policy & procedure, completed daily deliverables, and supported inbound calls for Investment Contact Center.
Assisted customers with trying to bring their credit card balances to a zero by providing them with programs that fit their financial situations, provided excellent customer service, reviewed time-sensitive documents, collected and handled a high call volume, answered customer's questions regarding their mortgage loan applications.
Assistant Property Manager
Victorian Village
01.2011 - 12.2014
Managed prospects via phone, email and in person, entered all traffic into Yardi, scheduled tours for featured apartments, processed applications for approvals, secured new residents' signatures on appropriate paperwork, and maintained professionalism when approached with resident complaints.
Staffing Recruiter Manager
Surge Staffing
12.2010 - 01.2011
Interfaced with clients requiring staffing services, sourced resumes, interviewed candidates, followed up with clients to evaluate temp employees' performance, and coached employees bi-weekly.
Customer Service Representative
QC Holdings
01.2008 - 12.2010
Provided excellent customer service, handled billing and clerical tasks, assisted customers in person and via telephone, and earned management trust by serving as key holder.
Education
High School Diploma -
Ritenour Senior High School
St. John, MO
05.2009
Skills
Smart Station
Beta
Risk Management
Compliance Management
OSINT
Analytical Skills
Attention To Detail
Information Gathering
Excellent Typing & keyboard skills
Microsoft Excel
Data Entry
HR Support
Administrative Work
Creative problem solver
Leadership
Payroll
Accounts Payable
Operations Support
Banking
Exceptional communications skills
Financial services industry
Respond to escalations and or complex issues in a timely manner