James DiNapoli
Lake Placid,FL
Summary
Dynamic Independent Financial Advisor with extensive experience at Osaic/Securities America and others, specializing in personalized investment consulting and comprehensive financial planning. Proven track record in client relationship development and data-driven decision making, successfully guiding clients through complex financial landscapes to achieve their retirement goals. Skilled in portfolio construction and effective communication. Strict adherence to industry regulations as proven by a clean U4.
Overview
38
38
years of professional experience
Work History
Independent Financial Advisor
Osaic/Securities America
07.2019 - Current
- Developed tailored financial plans to meet diverse client needs and goals.
- Analyzed market trends to provide informed investment recommendations and strategies.
- Assisted clients in understanding complex financial concepts and product offerings.
- Led client meetings to build relationships and ensure satisfaction with services provided.
Independent Financial Advisor
Cadaret, Grant
12.2008 - 07.2019
Independent Financial Advisor
Sun America/AIG
12.2002 - 12.2008
Independent Financial Advisor
Corporate Securities
04.1995 - 12.2002
Financial Advisor
Various Firms
10.1987 - 04.1995
Education
Bachelor of Arts - Environmental Studies
Long Island University
Southampton, NY05-1985
Skills
- Personalized investment consulting
- Client relationship development
- Sales expertise
- Retirement planning
- Comprehensive financial planning
- Sales and marketing strategy
- Customer relationship management
- Wealth management
- Asset allocation
- Portfolio construction
- Investment management
- Verbal and written communication
- Investment portfolio management
- Mutual fund marketing
Accomplishments
Spent five years on the island of St. Maarten developing an offshore mutual fund business.
Timeline
Independent Financial Advisor
Osaic/Securities America
07.2019 - Current
Independent Financial Advisor
Cadaret, Grant
12.2008 - 07.2019
Independent Financial Advisor
Sun America/AIG
12.2002 - 12.2008
Independent Financial Advisor
Corporate Securities
04.1995 - 12.2002
Financial Advisor
Various Firms
10.1987 - 04.1995
Bachelor of Arts - Environmental Studies
Long Island University