Summary
Overview
Work History
Education
Accomplishments
Interests
Timeline
Generic

Jas Dhanota

Roseville,CA

Summary

Client Events Specialist: "Aspiring Client Events Specialist with a passion for event planning and client relations. Looking to join a Wealth Management Company to utilize my skills in event coordination, client communication, and project management to deliver successful events that drive business development and align with company goals."

Overview

34
34
years of professional experience

Work History

Private Client Associate

Tri Counties Advisors/Raymond James
05.2018 - Current
  • Onboard and maintain investment accounts per RJFS guidelines.
  • Handles all service request processing including account maintenance request, money movement (check requests, distribution transfers, etc.) and account inquires. Blotter checks, money movement and transactions.
  • Documents tasks and projects in Client Relationship Management System and add notes in CRM.
  • Provide client service by communicating via phone, email, and written correspondence.
  • Works closely with clients to provide high touch concierge level service within all aspects of their financial life.
  • Follow up on completion of transactions and documents sent to clients and carriers.
  • Resolve any delays that may occur in the process.
  • Manages calendar and schedules client meetings for advisors.
  • Maintains all information relating to customer accounts and bank affairs in the strictest confidence.
  • Familiar with CRM, Sales Force & DocuSign.
  • Coordinated client marketing initiatives such as quarterly newsletters/magazine and holiday cards. In addition, planned and coordinated team building events.

Service Associate

New York Life Financial & Insurance Services
01.2018 - 04.2018
  • Educated clients on account services and capabilities.
  • Set up new accounts and processed account service requests.
  • Directed incoming phone calls to appropriate team members.
  • Inputted data into financial planning tools.
  • Reviewed daily branch reports and alerts.
  • Supported financial advisor and assisted with preparation of client meetings.
  • Provided team with up-to-date calendar of weekly and monthly activities.
  • Maintained contact management systems with up-to-date key client information.
  • Familiar with Dorsey, Morning Star and WealthScape software programs.

Client Service Associate

UBS Financial Services
01.2017 - 09.2017
  • Assisted FA on onboarding new accounts.
  • Handled preparation of client reports and materials for client meetings.
  • Followed up and completed service work requests.
  • Updated client information on investment accounts.
  • Scheduled and confirmed appointments.
  • Mailed out client birthday cards and marketing materials.

Financial Service Rep

American Riverbank
01.1991 - 01.1998
  • Promoted and sold all bank products and services as needed.
  • Processed all financial transactions including deposits, withdrawals, loan payments and wire transfers.
  • Responsible for training and overseeing new staff.
  • Responded to a broad range of customer inquiries/complaints and problem solved issues.
  • Assisted operations officer in a back-up capacity as needed.

Education

Banking

Training Institute of Sacramento
Sacramento, CA
07.1990

Associate of Arts - Business

B/Tech Business College
England UK
01-1989

Accomplishments

  • Collaborated with banking partners and advisors in the development of Client/Prospect Appreciation Events.

Interests


  • Volunteering
  • Physical Fitness & Wellness
  • Travel

Timeline

Private Client Associate

Tri Counties Advisors/Raymond James
05.2018 - Current

Service Associate

New York Life Financial & Insurance Services
01.2018 - 04.2018

Client Service Associate

UBS Financial Services
01.2017 - 09.2017

Financial Service Rep

American Riverbank
01.1991 - 01.1998

Banking

Training Institute of Sacramento

Associate of Arts - Business

B/Tech Business College

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Jas Dhanota