Dynamic Export Compliance Specialist with extensive expertise at Infineon Technologies, specializing in export control classification and regulatory interpretation.
Overview
30
30
years of professional experience
Work History
Foreign Trade Analyst IV
Lam Research Corporation
Fremont
01.2017 - Current
Provides proper classification for both HTS and ECCN
Accurate interpretation of the EAR and HTS when reviewing both Lam and OEM parts
Assists on review of certain parts that are export controlled (i.e. vales, pumps) making sure that the master data reflects accurate ECCN and avoid misuse of export licenses
Provides review and classification determination for new products and technologies
Reviews and approve any presentation/ PowerPoint by engineers or business units for a conference and/or marketing purpose
Supports export operations as needed for coverage. This includes, Releasing of sales orders (ZSA, SAF), Wafer shipment review, Ensuring China and other countries requirements are complete before shipment, Preparation of BOM breakout for China shipment, making sure all data are entered (i.e. weights and value)
Manages import operations by providing accurate and timely responses to brokers and business units for any import related inquiries
HTS and COO requests (submit to FTDM and timely responses)
Census warnings (timely responses)
Valuation and Misc. fees monitoring
Assist requests
Import shipment tracking requests and pre-alerts
FTZ administrator requests
OGA requirements on certain imports
TSCA/chemical imports
Review weekly FTZ entries
Review of broker SOPs
Prepares quarterly engineering assist report and provide to brokers to ensure they are monitored and declared properly to US Customs
Sr. Export Compliance Specialist
Infineon Technologies Americas Corp.
Milpitas
01.2016 - 01.2017
Provided due diligence and integration support for company mergers and acquisitions to align with Infineon’s current export policies.
Submitted licenses to USG agencies in a timely manner compliant to export regulations, USG written guidance and management direction, as assigned and including: TAA and MLA licenses (DDTC), Deemed Export licenses (EAR), Hardware licenses (EAR), Technology licenses (EAR)
Ensured timely Export Control guidance to business/program that is concise, easy to understand by accurately interpreting the export regulations, applying appropriate internal control plans considering existing policy, precedence and management direction, as assigned.
Prepared work instructions and procedures resulting to a standardized approach for Export Control team’s daily operations to improve efficiency in a timely manner consistent with management guidance, considering current policies and regulations, as assigned and including: Hand-carry Travel policy of laptop and phones, License request templates/checklists and requirements from business/program before application, Internal Control Plan for hardware and technology licenses, End-use, NLR (No License Required) and STA (Strategic Trade Authorization) Statements, Authorized users to the TSR (Technology Software Restricted) License exception
Handled the migration from SAP/GTS to new SAP/Traco to make consistent for all Infineon sites’ workflow, tools and approach
Analyzed matters under review (MUR) by doing investigations, root cause analysis and corrective action plan in a timely, accurate and manner consistent with USG and management guidance, as assigned.
Created Infineon’s Export Control Internal iShares to allow efficiency, strategy and transparency within EC team and involved business/program, Assisted in aligning and regulating policies to complete integration of heritage IR sites and improve efficiency within enterprise, as assigned.
HR/FNE process/controls development
Contributed to Export Control team’s Classification Handbook by creating a more comprehensive/easier to use manual when classifying Infineon’s parts and technology.
Conducted trainings for all Export Control related topics (i.e. licenses execution, new hire orientations, technology controls, ICP, TCP)
Performed projects assigned in a well-timed, effective manner that considers USG regulations and guidance aligned with management input and overall welfare of the EC team, as assigned.
Sr. Global Trade Compliance Analyst
KLA-Tencor Corporation Customs
Milpitas
01.2010 - 01.2016
Performed classification reviews of products and miscellaneous items for both Export Control Classification Numbers (ECCNs) and Harmonized Tariff Schedule (HTS), involved detailed assessment of product specifications and bill of materials (BOM) for import and export classification determinations
Approved and monitored miscellaneous shipments, making sure items have accurate classification (ECCN and HTS) and proper use of the MSR (miscellaneous shipment request) tool.
Monitored valid licenses or general license exception (as applicable) for parts and tools prior to export
Communicated updates on regulations and policies to both internal and external business partners (as applicable)
Coordinated service provider and customer requests and government inquiries to make sure timely responses are provided (e.g. FCC/FDA, country of origin, etc)
Worked with international KLA Tencor sites and brokers on both import and export classifications and trade topics (e.g. duty cost savings and audits)
Team member for all SAP- ECC and GTS upgrade projects; performed end to end user acceptance testing and reporting
Provided training and assistance in automated AES reporting
Performed and maintained process on screening customers against Sanction Party and Embargo list
Collaborated in the revision of the Import Compliance Manual by updating obsolete processes and creating new procedures.
Developed the KLA-Tencor Import Guidelines for international and local suppliers.
Managed Deemed Export screenings and Export License application
Assisted in successful implementation of Importer Self-Assessment Program (ISA) and Customs Trade Partnership Against Terrorism Program(C-TPAT).
Performed audits and assisted in maintenance of and adherence to policies & procedures
Prepared and managed weekly import/export parts dictionary and monthly import metrics reports.
Responsible for timely customs release and delivery of import US Customs entries.
Guided staff in the interpretation of the Export Administration Regulations (EAR) and U.S. Customs regulations.
Created policies and procedures for AES, Screening Customers, Duty Drawback, Duty saving programs (e.g. 9801,9802, SGFTA), Audit process (e.g. FDA, FCC)
Delivered instructor-led training (e.g. New Hire Orientation, AES, GTS document preparation)
Single handled the Duty Drawback program with goal of raising recover every year
Import and Export Trade Administrator – Contract Position
SUPERIOR TECHNICAL RESOURCES/KLA-TENCOR
San Jose
01.2006 - 01.2010
Work with plant(s) to ensure proper and correct classification of products is assigned as it relates to its functions and end use systems
Work with plant TC Administrator to ensure that the plant is following proper compliance rules with respect to shipping of product and required documentation
Audit product classifications and trade program participation to reduce import costs where possible
Audit import entry packages to ensure compliance
Provide formal feedback to entities on errors/omissions to ensure compliance and avoid penalties and fines.
Classify and maintain all products with correct ECCN and HTS in database
Creative Planning solutions- keep abreast of changes in logistics and understanding the effects of the changes and scope of logistics business.
Audit freight bills to ensure all charges are correct.
Monitor and supervise service providers with import and export daily activities
Key person for import and export compliance related requests and inquiries both internal and external business partners.