Jeanette Soto
South Jordan,United States
Summary
Bilingual professional with 10+ years of expertise in Private and Corporate Banking, specializing in Operations and Compliance. Demonstrated success in due diligence, managing compliance risk, and enhancing operational efficiency in high-pressure environments. Currently seeking to return to the financial services industry, leveraging my AML expertise and experience in cross-jurisdictional compliance.
Overview
13
13
years of professional experience
Work History
Retail Associate
Ross Stores Inc.
04.2024 - Current
- Processed transactions and provided customer service while managing stockroom and markdown operations.
Compliance Associate
Privatam Inc
11.2018 - 12.2023
- Conducted due diligence on individuals and entities across multiple regions, utilizing public records, restricted lists, and specialized monitoring tools to ensure compliance with international standards. Collaborated with teams from our headquarters in Monaco and offices in Switzerland and the Bahamas while serving clients from various jurisdictions.
- Maintained up-to-date knowledge of applicable laws and regulations.
- Reviewed, approved, and rejected KYC (Know Your Customer) submissions.
Operations & Compliance Officer
IPG Securities Inc
08.2016 - 10.2018
- Executed client trades in the market using a trade execution platform, ensuring accurate transaction processing and monitoring settlements.
- Oversaw daily client transactions to detect and address potential fraudulent activities.
- Supported compliance-related investigations.
Private Banking, Internal Control & Compliance Assistant
Unibank
10.2014 - 07.2016
- Managed corporate and high-net-worth customer requests for online banking access, transfers, and account openings, ensuring quick and efficient service.
- Contributed to a project aimed at overhauling and updating client records and data, ensuring compliance with regulatory standards and enhancing data integrity for operational efficiency.
Private Banking & Operations Assistant
Multibank/Multisecurities
04.2012 - 10.2014
- Managed account openings, transfers, and requests for high-net-worth individuals, delivering prompt and precise solutions to meet their specialized banking needs.
- Participated in the project for updating and migrating client data to a new securities trading platform, ensuring a seamless transition and compliance with regulatory standards.
Education
Specialization in Finance Management -
The George Washington University School of Business
02.2021
Skills
- Anti Money Laundering (AML) Compliance
- Due Diligence & Risk Assessment
- KYC Compliance
- Client Relationship Management
- Trade Execution Platforms
- Advanced Microsoft Excel
- Compliance Monitoring
- Analytical Thinking
- Attention to Detail
- Teamwork & Collaboration
- Emotional Intelligence
Details
South Jordan, UT, 84009, 843-227-7605, jeanettesoto24@gmail.com, https://www.linkedin.com/in/jeanette-arlene-soto-4a956535/
Certificationandtraining
- Anti Money Laundering Certified Associate, FIBA, 08/01/18
- Insights Discovery Workshop, Seeding Energy - Madrid, Spain, 11/01/23
- Microsoft Excel 2024, UDEMY, In Progress
Languages
English
Spanish
Timeline
Retail Associate
Ross Stores Inc.
04.2024 - Current
Compliance Associate
Privatam Inc
11.2018 - 12.2023
Operations & Compliance Officer
IPG Securities Inc
08.2016 - 10.2018
Private Banking, Internal Control & Compliance Assistant
Unibank
10.2014 - 07.2016
Private Banking & Operations Assistant
Multibank/Multisecurities
04.2012 - 10.2014
Specialization in Finance Management -
The George Washington University School of Business
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