Jennifer Wolman
Levittown,PA
Summary
Accomplished Financial Professional with progressive industry background and decisive leadership style. Offers strategic planning abilities, background in change management and forward-thinking mindset. Results-driven with proven track record of success leading and growing organizations. Skilled in identifying opportunities and implementing practical business strategies. Highly organized and dependable candidate successful at managing multiple priorities with a positive attitude.
Overview
22
22
years of professional experience
1
1
Certification
Work History
VP, Supervision
Rockefeller Financial, LLC
03.2019 - Current
- Joined start up broker dealer 3 months after launch.
- Assisted in creating and forming the company from the ground up.
- Help create and enforce Firm policy by crafting all Supervisory processes and procedures governing the Firm.
- Mitigating risk daily by working with divisional leaders in the Firm's branch offices to ensure adherence to regulations and Firm policy.
- Assist in responses to regulators - pull required documentation and assist compliance with response.
- Ensured regulatory compliance at all times by implementing robust internal controls systems coupled with proactive monitoring mechanisms.
- Cultivated strong relationships with key stakeholders, including customers, vendors, and regulators.
- Leveraged technology to automate workflows and streamline processes, resulting in increased productivity and cost savings across the organization.
- Identified opportunities to improve business process flows and productivity.
- Developed and implemented new strategies and policies to establish long-term business objectives and provide strong and sustainable organizational leadership.
VP, Business Support Manager
Merrill Lynch/Bank Of American
08.2015 - 03.2019
- End to end project manager including managing budget, timelines, writing business requirements, policy/procedure, training and sustainability.
- Provide daily support to Client Relationship Managers across the country including project management, escalated issues, training and communication.
- Expert at developing branch office processes that streamline day to day responsibilities and free up capacity.
- Worked closely with senior management, technology and business partners on various strategic initiatives in support of critical business processes related to audit issues, compliance issues, privacy issues and user experience.
- Led cross-functional teams for the successful completion of major projects, resulting in increased efficiency and client satisfaction.
- Vast experience in driving strategy by effectively translating the vision into meaningful business requirements and elaborating with technology and business partners.
AVP, Strategic Governance Manager /Business Analyst
Merrill Lynch/Bank Of America
02.2009 - 08.2015
- Successfully deployed over 100 projects from beginning to end. Business requirements, High Level Design, Testing, communication and training, policies and procedures.
- Managing 30+ large scale projects at one time in various phases of the project management lifecycle.
- Provide oversight and governance across all initiatives and projects to ensure adherence and alignment to the Bank of America strategy/standard by team members, lines of business and technology.
Supervisor, Operations
Merrill Lynch/Bank Of America
03.2002 - 03.2009
- Started in Merrill Lynch Service Network fielding requests from branch offices and ended as the team supervisor.
- Managed a team of up to 20 associates fielding inquiries from our branch office partners
- Increased team productivity by implementing efficient workflows and setting clear expectations for staff members.
- Streamlined operations for increased efficiency through regular process reviews and implementing necessary changes.
Education
Bachelor of Arts - English
Rutgers, The State University of New Jersey
New Brunswick, NJSkills
- MS Suite of Products
- Risk Management
- Regulatory Compliance
- Process Improvement
- Strategic Planning
- Policy and Procedure Development
- Complex Problem-Solving
- Organizational Skills
- Project Management
- Cross-functional Team Leadership
Certification
Series 7, 66 and 24
Project Management Professional (PMP) Certified
Timeline
VP, Supervision
Rockefeller Financial, LLC
03.2019 - Current
VP, Business Support Manager
Merrill Lynch/Bank Of American
08.2015 - 03.2019
AVP, Strategic Governance Manager /Business Analyst
Merrill Lynch/Bank Of America
02.2009 - 08.2015
Supervisor, Operations
Merrill Lynch/Bank Of America
03.2002 - 03.2009
Bachelor of Arts - English
Rutgers, The State University of New Jersey
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