Jiawei Tang
Market Surveillance Market & Risk Operation
Summary
Market Risk Analyst with 6 years of experience in real‑time risk monitoring, derivatives exposure oversight, and cross‑asset surveillance. Skilled in assessing market, liquidity, credit, and concentration risks in fast‑moving market environments.
Overview
6
6
years of professional experience
3
3
Languages
Work History
Senior Market Risk Analyst
R.J. O’Brien & Associates (StoneX)
02.2020 - Current
- Monitored intraday risk across all accounts, including P&L swings, margin utilization, exposure changes, and messaging violations; escalated to the appropriate stakeholders as needed when market surge
- Managed and administered pre‑trade and post‑trade risk limits for brokers and traders, ensuring adherence to risk frameworks and counterparty exposure thresholds. Produced daily market risk and counterparty exposure reports, delivered margin calls, and tracked outstanding obligations across firms.
- Investigated rejected orders, trade breaks, and risk breaches across trading platforms, collaborating with technology and operations teams to resolve root causes.
- Achieved 90% automation of risk reporting and surveillance using Python, significantly improving data accuracy and operational efficiency.
Compliance Associate
International Bank of Chicago
09.2019 - 02.2020
- Supported end‑to‑end client onboarding by performing CIP and CDD checks in accordance with BSA/AML and USA PATRIOT Act requirements. Verified customer identities, reviewed beneficial ownership information for legal entities, and completed OFAC, PEP, and adverse media screenings to ensure compliance with regulatory standards.
- Reviewed and analyzed daily transaction‑monitoring alerts for unusual or high‑risk payment activity. Assessed transactions against customer profiles, identified potential red flags, documented findings in case management systems, and escalated suspicious cases for further investigation when necessary.
Education
Master of Science - Computational Finance
DePaul University
Chicago, IL 05.2001 -
Bachelor of Arts - Finance
Guangzhou University
Guangzhou 05.2001 -
Skills
Python (Pandas, NumPy, Matplotlib, Bokeh, xlsxWriter, SQLite)
Excel (PivotTable, Macro, VBA)
Risk reporting
Timeline
Senior Market Risk Analyst
R.J. O’Brien & Associates (StoneX)
02.2020 - Current
Compliance Associate
International Bank of Chicago
09.2019 - 02.2020
Master of Science - Computational Finance
DePaul University
05.2001 -
Bachelor of Arts - Finance
Guangzhou University
05.2001 -