Summary
Overview
Work History
Education
Skills
Languages
Timeline
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Jordan Padron

Miami

Summary

Focused compliance professional bringing three years of expertise in regulatory compliance, audit procedures, project oversight and risk management. Excellent history of delivering effective leadership and training to support staff understanding of compliance needs. Driven and strategic with an aptitude for program management. Advanced knowledge of audit methodologies, functions and compliance teams.

Overview

15
15
years of professional experience

Work History

Import Compliance Operations Specialist

Cargill
04.2023 - Current
  • OPERATIONAL EXECUTION: Performs routine administrative tasks, including cross border clearance execution, filing import declarations with customs and other government agencies and supporting validation and coordination of import transactional requirements according to all documents and data, according to defined procedures and controls to preserve value and mitigate risk.
  • TRANSACTION AUDITING: Assists with regular audits and assessments of trade transactions to ensure compliance with related regulations, customs requirements and trade agreements.
  • DOCUMENTATION REVIEW: Prepares and reviews trade documents, including invoices, preferential trade documentation, shipping documents, and other cross border documents to ensure accuracy, completeness and compliance with legal and fiscal requirements.
  • RELATIONSHIP MANAGEMENT: Collaborates with internal and external partners to implement new trade compliance operations solutions.
  • METRICS ANALYSIS: Collects, processes, prioritizes, analyzes and reports on global trade and compliance data to facilitate cross border execution and analysis.
  • DATA ENTRY & MANAGEMENT: Maintains customs master files and records to support compliance with information management policies

DAY TRADER

Self Employed
10.2020 - 04.2023
  • Primarily trade stocks and option contracts in the U.S Stock Market.
  • Supervised daily asset movement, new account development and trade review.
  • Maintained current knowledge of state regulations for clearing platforms.

COMPLIANCE CONSULTANT

LPL Financial
09.2017 - 10.2020
  • Monitored compliance systems within the firm and addressed all inquiries related to regulatory matters.
  • Collaborated with multiple departments within the firm regarding investigations and resolving any ongoing issues.
  • Conducted audits and assessments to ensure compliance with regulatory requirements.
  • Responded to inquiries made by advisors and other departments to ensure a high level of compliance is maintained.
  • Developed reports to extract and analyze data; used data to implement strategies necessary for minimizing risk of non-compliance.
  • Utilized risk management techniques and business knowledge to improve compliance programs.
  • Adhered to deadlines in optimizing regulatory and operational performance.
  • Developed systems to track and monitor compliance with regulatory requirements and internal policies.
  • Liaised between regulatory agencies and internal departments to facilitate regulatory and related matters.
  • Analyzed data to provide insights and recommendations for mitigating conduct risk.
  • Conducted reviews to foster ongoing compliance with federal and local regulations.
  • Ensured a high-level of knowledge with regards to FINRA, SEC, and Firm's compliance protocol.
  • Assist with articulating market and economic impacts as well as the technical investment characteristics of portfolios and underlying securities

MILITARY POLICE

United States Navy
05.2010 - 01.2014
  • Authored daily activity, incident, safety, repair and irregularity reports regarding equipment and property damage, theft, unauthorized presence or unusual occurrences.
  • Facilitated conflict-resolution by implementing protocols and investigating issues through resolution.
  • Monitored and authorized access to restricted areas by employees and visitors to guard against theft and incursion.
  • Led military police teams in support of battlefield operations.
  • Provided daily briefings on safety and risk assessments.
  • Diffused hostile situations with effective negotiation techniques.
  • Monitored and investigated suspicious persons, situations and unusual activities.

Education

Bachelor of Arts -

CALIFORNIA STATE UNIVERSITY
San Marcos, California

Skills

  • Strong understanding of regulatory requirements and industry best practices
  • Experience in developing, implementing and maintaining regulatory compliance programs
  • Excellent analytical and problem-solving skills
  • Ability to effectively communicate with stakeholders and senior management
  • Demonstrated ability to manage and prioritize multiple projects

Languages

English: Native/ Bilingual
Spanish: Professional

Timeline

Import Compliance Operations Specialist

Cargill
04.2023 - Current

DAY TRADER

Self Employed
10.2020 - 04.2023

COMPLIANCE CONSULTANT

LPL Financial
09.2017 - 10.2020

MILITARY POLICE

United States Navy
05.2010 - 01.2014

Bachelor of Arts -

CALIFORNIA STATE UNIVERSITY

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