Joseph Rosano
Staten Island,New York
Summary
Personable candidate committed to helping clients meet financial goals. Extensive experience developing and implementing investment strategies tailored to clients' individual needs and objectives. Passionate about providing sound financial advice and helping clients reach financial goals.
Overview
3
3
years of professional experience
Work History
Wealth Management Associate
UBS Financial Services
07.2023 - Current
- Dedicated and results-driven Client Service Associate with a proven track record in thewealth management sector at UBS Financial Services
- Working closely with advisors and clients to deliver comprehensive financial solutions and the facilitation of transactions
- Giving support and cultivating strong relationships to ensure a seamless and positive client experience
- Possesses a deep understanding of Know Your Customer (KYC) guidelines, ensuring compliance and maintaining the integrity of client information
- Experienced in the process of opening client accounts, managing account documentation, and addressing client inquiries.
Financial Representative
Northwestern Mutual
06.2022 - 09.2022
- Northwestern Mutual is the only company to be recognized as a top 100 internship program for 24 straight years
- Was responsible for developing rapport with clients and fostering long-term relationships
- Be knowledgeable about Northwestern Mutual financial products and financial market trends
- Build and maintain client bases, keep current client financial plans up-to-date and build a portfolio of new clients on an ongoing basis.
Sales Associate
Lowe's Companies, Inc.
03.2021 - 04.2022
- Worked in the Outside Garden area as a Sales Associate
- Was given the responsibilities to open and close my department, keep inventory stocked, customer service, help customers load their vehicles, and operate the forklifts
- Was given multiple service stars during my time there which are given when you excel at customer satisfaction.
Education
Bachelors of Science - Finance
SUNY Polytechnic Institute
Utica, New York05.2023
Skills
- FINRA SIE – Securities Industry Essentials Exam
- FINRA Series 7 – General Securities Representative Exam
- NASAA Series 66 – Uniform Combined State Law Exam
- Proficient in Microsoft Word, Excel, and PowerPoint
License Certifications Skills
- FINRA SIE - Securities Industry Essentials Exam
- FINRA Series 7 - General Securities Representative Exam
- NASAA Series 66 - Uniform Combined State Law Exam
- Proficient in Microsoft Word, Excel, and PowerPoint
Timeline
Wealth Management Associate
UBS Financial Services
07.2023 - Current
Financial Representative
Northwestern Mutual
06.2022 - 09.2022
Sales Associate
Lowe's Companies, Inc.
03.2021 - 04.2022
Bachelors of Science - Finance
SUNY Polytechnic Institute