Joseph Walter
Miami,FL
Summary
I’m a motivated financial services professional with a bachelor’s degree in finance. I have a passion for the financial markets, and it is my goal to become an elite Financial Advisor. I have unique experience in the industry and the ambition, confidence, and contacts to be successful.
Overview
3
3
years of professional experience
1
1
Certification
Work History
Intern
Sanctuary Wealth
07.2020 - 01.2023
- Assisted on mission critical projects including client onboarding, compliance reviews, trading, and customer service.
- Processed advisory agreements for clients and added OFAC search results.
- Engaged Schwab, TD Ameritrade, Fidelity, and Pershing to troubleshoot advisor and client issues.
- Processed thousands of service requests using custodial operating platforms and other fintech technologies.
- Worked with multiple alternative investment and insurance carriers to ensure a smooth transition.
- Collaborated with the operation team to organize and sort files for client record retention.
Education
BBA - Finance
University of Wisconsin
05.2023
Skills
Financial Planning
Investment Strategies
Securities
Wealth Management Services
Financial Advisory
Business Development
Accomplishments
- Helped over 50 financial advisors establish their own firms.
- Assisted in the transition of over 10 billion in assets.
- Successfully managed over 50 million in transactions.
- Helped develop a suite of financial solutions including a TAMP, alternatives platform, insurance offering, family office, and capital markets desk.
Certification
Series 65 - FINRA
Series 63 - FINRA
Timeline
Intern
Sanctuary Wealth
07.2020 - 01.2023
BBA - Finance
University of Wisconsin
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