Joseph D. Garvey III
Bethlehem,PA
Summary
Detail-oriented finance professional with experience supporting equity, bond, and ETF trading, as well as advisory operations. Skilled in compliance-minded review, cross-functional teamwork, and issue resolution. Strong focus on best execution, accurate processing, and efficient workflow support.
Overview
1
1
Certification
5
5
years of professional experience
Work History
Securities Trader
Park Avenue Wealth Management
Bethlehem, Pennsylvania
02.2023 - Current
- Supported equity, bond, and ETF trading for Park Avenue Wealth Management client portfolios.
- Ensured compliance with firm policies, regulations, and best execution standards to support trading integrity.
- Communicated trade details to advisors, operations staff, and custodians for seamless transaction processing.
- Reviewed daily margin calls and collaborated with representatives to address and resolve issues promptly.
Advisory Operations Specialist
Park Avenue Wealth Management
Bethlehem, Pennsylvania
05.2021 - 02.2023
- Facilitated advisory operations for Park Avenue Wealth Management client accounts and documentation.
- Instructed advisors on advisory protocol, systems, and workflow.
- Addressed operational issues through effective communication with clients and external partners.
- Verified forms for accuracy, completeness, and compliance with firm protocols.
Education
BBA - Finance
Temple University
Philadelphia, PA12-2018
Minor - Fine Arts
Temple University
Philadelphia, PA12-2018
Skills
- Trade execution
- Regulatory compliance
- Analytical thinking
- Problem solving
- Attention to detail
- Microsoft office
- Cross functional teamwork
- Effective communication
- Relationship building
Certification
- General Securities Representative (Series 7) License
- Securities Agent & Investment Advisor Representative (Series 66) License
Timeline
Securities Trader
Park Avenue Wealth Management
02.2023 - Current
Advisory Operations Specialist
Park Avenue Wealth Management
05.2021 - 02.2023
BBA - Finance
Temple University
Minor - Fine Arts
Temple University