Summary
Overview
Work History
Education
Skills
Timeline
Generic

Joseph H Begley

Farmingdale,NY

Summary

Senior Global Equities Executive A decisive financial service professional and partner with over twenty years of progressively challenging experience in a wide range of core activities at major banking and asset management institutions. A trusted leader with strong relationship management, influencing, vision, and execution skills with the ability to understand and operate successfully in a complex, heavily matrixed corporate environment. Operate with a sense of urgency, passion for results, and personal accountability for achievement with the proven ability to lead complex discussions, projects, and transactions under tight timelines or contribute selflessly in a supporting role. Expert in Trade and Transaction Operations for a full spectrum of financial products, deep understanding of 3rd party Vendor landscape and product offerings with integration into native booking and control systems, experienced in issue identification and resolution as well as Program and Project Management. I am a respected mentor driving senior leaders and teams to excellence. Key Competencies Financial Products Expertise Vendor Management Trading Systems Efficiency Securities Operations Risk Control & Self-Assessment Executive Communications Large Scale Transformation Team Leadership Business Expansion

Overview

16
16
years of professional experience

Work History

Vice President – Regional Lead Strategic Transformation Manager

JP MORGAN CHASE, Strategic Vision
02.2017 - 01.2022
  • Developed and implemented, for Asset Servicing group concerning system and process improvements through comprehensive review and strategy development with information synthesis to promote enhanced institutional reach and revenue generation
  • Actively managed relationship with Broadridge vendor to achieve optimal strategic solutions for Asset Servicing team
  • Regional lead for Asset Servicing enhanced Broadridge System integration for Impact, BPSA, ICI, and Gloss
  • Program Managed Broadridge BPS MS integration to JPM Asset Servicing
  • Led discussions with key stakeholders to identify process gaps and identify solutions for desired strategic outcomes
  • Responsible for all Key Metrics Reporting to senior management on a monthly and quarterly basis within Asset Servicing
  • Revamped all Standard Operating Procedures for Asset Servicing and established baseline SLA.
  • Demonstrated proficient leadership skills to motivate employees and build competent teams.
  • Collaborated with senior management to develop strategic initiatives and long-term goals.
  • Established and maintained strong relationships with customers, vendors, and strategic partners.
  • Identified issues, analyzed information and provided solutions to problems.

Vice President - Control Manager

JPMorgan Chase
06.2014 - 05.2017
  • Responsible for the day-to-day operations within Security Operations for Prime, Markets, and Wealth Management concerning all regulatory asks, client protection, and JP Morgan’s general ledger integrity
  • Executed the successful transition of the stock record team to Bangalore, India
  • Ensured daily balancing for the stock record for JPMorgan Chase Inc
  • Prime Services Division
  • Ensured that year-end audits complied with SSAE 16 standards
  • Annual successful internal and external audits, including RCSA, Sox, and Audit points.
  • Managed and motivated employees to be productive and engaged in work.
  • Accomplished multiple tasks within established timeframes.
  • Maintained professional, organized, and safe environment for employees and patrons.
  • Resolved staff member conflicts, actively listening to concerns and finding appropriate middle ground.
  • Maximized performance by monitoring daily activities and mentoring team members.
  • Cross-trained existing employees to maximize team agility and performance.

Vice President – Regional Settlements Lead

Deutsch Bank
01.2013 - 01.2014
  • Moderated all settlements covering domestic and international equity and fixed-income products daily
  • Provided in-depth reporting to senior management with proper risk assessments associated with market volatility
  • Initiated a holistic review of settlement resource allocation and processes resulting in 50% improvement in settlement team production within six months of implementation
  • Reduced population of open items within settlements, which included open fails, depot and Nostro breaks, and open payables and receivables for CMTAs
  • Developed seamlessly integrated international teams in New York, Jacksonville, Jaipur, and Bangalore
  • Managed a team of 40-50 globally across all locations for all settlement functions
  • Responsible for $5-8 Billion Commercial Paper business daily
  • Organized United State Treasury auctions and settlements for all new debt issued
  • Oversaw $1Billion+ Buyback for various Fortune 500 Companies.
  • Managed time efficiently in order to complete all tasks within the deadlines
  • Worked well in a team setting, providing support and guidance

Vice President – Regional Lead

Equity Business Services
01.2006 - 01.2013
  • Led cash equity trade support transformation resulting in streamlined operations across multiple locations for domestic and international trading
  • Created global organization that provided for enhanced business lines growth opportunities without increased headcount and costs
  • Tasked by senior leadership to execute and deliver comprehensive restructuring of equity trading businesses, resulting in better-than-expected cost savings of $3,000,000+
  • Provided steady leadership and direction during major global financial events: Global Financial Crisis 2008, Flash Crash 2010, Russell and MSCI rebalances, US Governments TARP Warrants program, and high-profile Equity Capital Market deals
  • Ensured all regulatory issues were addressed promptly
  • Worked closely with Legal and Compliance on various topics: Living Wills, FINRA and SEC inquiries, and Regional Listed Exchange inquiries
  • Created and executed a strategic plan in collaboration with IT partners to upgrade the proprietary trade capture system, Royal Blue Fidessa, as part of the Global Booking and Allocation project resulting in the creation of a strategic global platform for all trade bookings and client allocations
  • Oversaw Prime Services Automation Project
  • Worked closely with IT to help grow the Electronic trading business for Prime Services
  • Achieved 100% STP on all market executions for Prime Services, which drove the business to experience market share growth over consecutive years
  • Assisted in establishing Prime Services support team in a near-shore location of Jacksonville, FL
  • Key contributor in establishing all KPI, SLA, and KRI for the new Prime Services team
  • Achieved and drove robust location strategy across New York, Jacksonville, and India
  • Oversaw ETF desk concerning creations and redemptions of ETFs.
  • Passionate about learning and committed to continual improvement.
  • Organized and detail-oriented with a strong work ethic.
  • Identified issues, analyzed information and provided solutions to problems

Education

Bachelor of Science (BS) - Finance

Manhattan College
The Bronx, NY
02.1992

Skills

  • Critical Thinking
  • Presentations
  • Performance Monitoring and Evaluation
  • Organizational Structure
  • Operational Analysis
  • Verbal and Written Communication

Timeline

Vice President – Regional Lead Strategic Transformation Manager

JP MORGAN CHASE, Strategic Vision
02.2017 - 01.2022

Vice President - Control Manager

JPMorgan Chase
06.2014 - 05.2017

Vice President – Regional Settlements Lead

Deutsch Bank
01.2013 - 01.2014

Vice President – Regional Lead

Equity Business Services
01.2006 - 01.2013

Bachelor of Science (BS) - Finance

Manhattan College
Joseph H Begley