Julio Contreras
Menifee,CA
Summary
Utilize project, risk, and client management experience as a foundation to build trust with Schwab Investor Services, financial advisors, and high-net-worth clients to educate, inform, and adopt donor-advised funds. Provide careful, detailed guidance in planning to deliver a high-quality client experience.
Overview
9
9
years of professional experience
Work History
Manager - Advisor Wealth Services - Post Execution
Charles Schwab
San Diego
09.2023 - Current
- PE serves as a front line team to drive high-impact initiatives to elevate advisor experience.
- A proactive role seeking to identify, assess, and coach risk related trading activity.
- Training and best practices for advisors related to trading, systems, and overall experience.
- Fast-paced environment requiring ability to complete day-to-day ops and manage projects
Credit Risk Manager
TD Ameritrade
San Diego
03.2022 - 09.2023
- Identified, assessed, and monitored operational, trade and compliance risks, implementing strategies to reduce firm and advisor exposure to meet company and regulatory objectives. Worked with clients and internal business partners as a front line defense on best practice measures to limit risk.
Sr. Specialist – Institutional Electronic Trading
TD Ameritrade
San Diego
05.2019 - 03.2022
- Service trading-related issues for advisors. Assess, prevent, and limit trading related risks to TD Ameritrade and its clients. Perform risk reviews for option, equity, and mutual fund trades. Resolve advisor issues promptly and efficiently to mitigate advisor and firm risk.
Senior RM – Business Transition Services
TD Ameritrade
San Diego, California
10.2017 - 05.2019
- Facilitate transition projects for new RIA firms coming to TDAI. Create and manage a detailed live Transition Project Plan that facilitates the multi-layered transition of the business. Serve as relationship liaison between TDAI resources and new RIA members. Coordinate and lead meetings with the new RIA and their permanent TDAI service team once the transition project is complete.
Education
Bachelor of Arts - Economics
San Diego State University
San Diego, CA12-2012
Skills
- Project Management
- Work adaptability
- Team Leadership
- Work Prioritization
- Cross-functional teamwork
- Risk Assessment
Professional Certifications
- Series 7, 63, 9, 10, SIE - (CRD#6541182)
Timeline
Manager - Advisor Wealth Services - Post Execution
Charles Schwab
09.2023 - Current
Credit Risk Manager
TD Ameritrade
03.2022 - 09.2023
Sr. Specialist – Institutional Electronic Trading
TD Ameritrade
05.2019 - 03.2022
Senior RM – Business Transition Services
TD Ameritrade
10.2017 - 05.2019
Bachelor of Arts - Economics
San Diego State University