Overview
Work History
Education
Languages
Timeline
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Kaden Walker

Spanish Fork,UT

Overview

8
8
years of professional experience

Work History

Vice President - BSA Officer

Qube Money
Pleasant Grove, UT
11.2020 - Current
  • Created the KYC and AML programs by selecting which third-party vendors to use, and worked with developers to set up back-end implementation.
  • Review and verify 30 to 50 individuals daily, in accordance with KYC, AML, and OFAC regulations.
  • Review all high-value transactions for potential fraud, and suspend or close accounts based on behavioral characteristics.
  • Manage the customer service, IT, and security departments, and report daily to the CEO.
  • Work with banking partners weekly for feature request permission, SAR reporting, and audits.
  • Formulate policies that improve operational efficiency and productivity.
  • Provide oversight of all departments in order to ensure the smooth operation of daily activities.

Regulatory Compliance Consultant

Milkipay
San Francisco, CA
11.2022 - Current
  • Created policies and procedures detailing the processes used to comply with government regulations.
  • Ensure effective communication of compliance policies and procedures throughout the organization.
  • Assess new business initiatives against existing policies and procedures to ensure full compliance with applicable laws.
  • Provide detailed, understandable risk and compliance concepts to key stakeholders.
  • Conduct due diligence on third-party vendors to ensure compliance with company standards.

Senior Compliance Analyst

Deserve
Salt Lake City, UT
06.2020 - 11.2020
  • Assisted the CCO in creating a robust compliance program to ensure the company was in line with regulations.
  • Monitored transactions for potential fraud and closed accounts based on behavior.
  • Drafted company policies and sought approval from banking partners, and the CRO.
  • Monitored communications between the call center and customers to ensure that regulations were not broken.
  • Created the KYC, AML, and Fraud programs to stay in line with regulations and mitigate all risks possible.

Senior AML/Fraud Analyst

Divvy
Lehi, UT
06.2019 - 06.2020
  • Drafted all company policies pertaining to KYC, AML, and fraud detection.
  • Created pipelines for requests to get from sales to risk teams for due diligence processing.
  • Processed between 60–110 requests daily through KYC, AML, and fraud processes, to mitigate risk.
  • Caught potential fraud using company processes and third-party software on a daily basis.
  • Completed SAR reports on all necessary customers, and submitted them to applicable regulating bodies.

Senior AML Analyst

Goldman Sachs
Salt Lake City , UT
06.2017 - 06.2019
  • Communicated regularly with global regulators to advocate for the client experience, and risk mitigation.
  • Mitigated all possible risks for the firm by analyzing new clients for KYC requirements, money laundering, and applicable regulations.
  • Oversaw global alignment initiatives between the Americas, EMEA, and Asia regions, and fixed inefficiencies.
  • Presented to senior management bi-weekly about work volume completed and initiative progression, I managed a team of several junior analysts assigned to client onboarding.
  • Analyzed client annual reports and financial statements to ensure correct reporting for up-to-date regulations.

Education

Bachelor of Science - Finance

Southern Utah University
Cedar City, UT
04-2017

Languages

Spanish
Professional

Timeline

Regulatory Compliance Consultant

Milkipay
11.2022 - Current

Vice President - BSA Officer

Qube Money
11.2020 - Current

Senior Compliance Analyst

Deserve
06.2020 - 11.2020

Senior AML/Fraud Analyst

Divvy
06.2019 - 06.2020

Senior AML Analyst

Goldman Sachs
06.2017 - 06.2019

Bachelor of Science - Finance

Southern Utah University

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Kaden Walker