KAMIYA JAIN
Pune,India
Summary
Compliance professional with experience across e-commerce compliance, US mortgage operations, and CA Articleship, bringing a strong foundation in audit, taxation, accounting, and regulatory controls. Skilled in risk assessment, policy enforcement, data analysis, and stakeholder coordination, with hands-on experience using Amazon tools, CRM systems, and Excel.
Overview
10
10
years of professional experience
Work History
Senior Compliance Associate
Amazon
01.2023 - Current
- Reviewed 2,000+ cases/month with >99% accuracy, performing risk assessments and root-cause analysis to prevent repeat violations
- Ensured compliance with regional and international regulations by identifying and removing illegal, unsafe, and prohibited products, protecting customer safety and platform integrity
- Validated product safety documentation and certifications to ensure adherence to legal and policy requirements, enhancing compliance integrity
- Utilized compliance case-management tools and Excel to track investigations, audits, and risk trends, facilitating data-driven decision-making
- Collaborated with Legal, Risk, and Operations teams to resolve escalations, streamlining compliance processes and reinforcing regulatory adherence
Article Assistant
Piyush A Jain & Co.
01.2019 - 01.2022
- Prepared and reviewed financial statements and audit documentation to ensure compliance with Companies Act, Income Tax Act, and GST regulations
- Assisted in statutory, tax, and internal audits for multiple clients across industries, ensuring compliance with applicable laws and accounting standards
- Supported direct and indirect tax filings, ensuring accuracy in Income Tax Returns, GST returns, and TDS compliance
- Conducted vouching, verification, and reconciliation of books of accounts to identify discrepancies and control gaps
- Coordinated with clients and seniors to address audit observations and enhance financial and compliance processes
Process Executive
Infosys
01.2016 - 01.2018
- Reviewed loan origination lifecycle (Indexing, Underwriting, Closing, Approval) for compliance with RESPA and TRID requirements, ensuring regulatory adherence
- Verified mortgage loan files to ensure sanctioning authority, credit eligibility, and regulatory compliance
- Worked on US mortgage compliance processes in alignment with FHA, VA, FNMA (Fannie Mae), FHLMC (Freddie Mac) guidelines
- Validated documents, verified income and assets, and conducted risk checks prior to escalation to lead teams, enhancing overall compliance and risk management
- Processed high-volume mortgage pipelines with high accuracy and SLA adherence, optimizing workflow using internal systems
Education
CA-INTERMEDIATE -
ICAI
01.2021
MBA - Finance
MDS UNIVERSITY
Ajmer01.2019
Skills
Amazon Internal Tools
- SIM, Safe-T, CRI, Case Management Systems, Seller Central
Compliance & Operations Tools
- Workflow Queues, Audit Dashboards, Policy Enforcement Tools
Data & Reporting
- Microsoft Excel (Pivot Tables, VLOOKUP), Internal Reporting Dashboards
Collaboration & Tracking
- Jira, Confluence, Internal Ticketing Systems
Project & Process Management
- Project Management, CRM Systems, Workflow Coordination
Audit & Compliance
- Auditing, Risk Assessment, Regulatory Compliance
Accounting & Finance
- Accounting Principles, Accounting Software, Tally, Compu Office
Productivity & Communication
- MS Office Suite (Excel, Word, PowerPoint), Effective Communication, Teamwork
Timeline
Senior Compliance Associate
Amazon
01.2023 - Current
Article Assistant
Piyush A Jain & Co.
01.2019 - 01.2022
Process Executive
Infosys
01.2016 - 01.2018
CA-INTERMEDIATE -
ICAI
MBA - Finance
MDS UNIVERSITY