Karee Wedden
Dallas
Summary
Self-assured individual bringing exemplary performance. Determined to exceed expectations.
Overview
10
10
years of professional experience
Work History
Compliance, Registration Specialist
Hilltop Securities Inc., A Hilltop Holdings
06.2022 - Current
- Enhanced company compliance by developing and implementing comprehensive policies and procedures.
- Maintained strong relationships with regulators, promoting open communication and fostering a culture of transparency.
- Stayed current on industry regulations by attending seminars, workshops, and other professional development opportunities.
- Assisted in the preparation of regular reports for senior management, detailing compliance activities and progress towards established goals.
- Kept informed regarding pending industry changes, trends or best practices.
- Evaluated existing policies regularly, identifying areas for improvement and recommending revisions as needed.
- Identified deficiencies, discrepancies, misinformation and compliance issues in order to determine ineligibility or acceptance status and return non-compliant packages to states for resolution.
- Prepared documentation and records for upcoming audits and inspections.
Application Support Specialist
Hilltop Securities Inc., A Hilltop Holdings
09.2017 - 06.2022
- Provided training to end users on new and updated systems and software.
- Analyzed and troubleshot integration issues related to system configuration, data, maps and workflows.
- Improved overall user experience through support, training, troubleshooting, improvements and communication of system changes.
- Installed, configured and provided ongoing configuration management for 12 custom applications.
Administrative Assistant/ Ap Representative
MonkeySports
07.2017 - 09.2017
- Reconciled vendor statements and handled payment complaints or discrepancies
- Supervised invoice processing, purchase orders, expense reports, credit memos and payment transactions
- Enhanced office efficiency by streamlining administrative processes and implementing organizational systems.
Executive Assistant
Elite One Staffing
12.2014 - 02.2017
- Streamlined executive communication by managing emails, phone calls, and scheduling appointments.
- Enhanced productivity by organizing travel arrangements and coordinating accommodations for executives.
Restaurant Manager
Le Taco/Scotch and Sausage
07.2014 - 06.2015
- Processed AP/AR reports, managed payroll and pay adjustments
- Monitored restaurant and took appropriate action to ensure food quality and service standards were consistently met
- Worked with senior-level management to create fair and consistent HR policies and procedures during re-branding overhaul exhibited thorough knowledge of foods, beverages, supervisory duties, service techniques and guest interactions
- Initiated negotiations regarding vendor contracts and kept updated records of contracts
Education
GED -
Martin High School
Arlington, TX2006
Skills
- FINRA Gateway
- NFA, EDGAR, SEC and MSRB
- Sales Force, FIS and REG ED
- Effective problem solving
- Invoicing
- Compliance understanding
- Attention to Detail
Timeline
Compliance, Registration Specialist
Hilltop Securities Inc., A Hilltop Holdings
06.2022 - Current
Application Support Specialist
Hilltop Securities Inc., A Hilltop Holdings
09.2017 - 06.2022
Administrative Assistant/ Ap Representative
MonkeySports
07.2017 - 09.2017
Executive Assistant
Elite One Staffing
12.2014 - 02.2017
Restaurant Manager
Le Taco/Scotch and Sausage
07.2014 - 06.2015
GED -
Martin High School
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