Karen Chung
Pasadena,CA
Summary
Over 20 years of experience developing and implementing strategies with helping to grow unique individualized businesses. Passionate self starter and team builder. Excellent Interpersonal and problem-solving skills with a dedication to providing outstanding service.
Overview
19
19
years of professional experience
Work History
Director of Risk Management
Western International Securities Inc.
11.2007 - Current
- Managed team of professionals, providing guidance and support in their daily activities.
- Strengthened company's risk culture by promoting transparency and accountability across all departments.
- Collaborated with cross-functional teams to identify, assess, and mitigate risks related to various projects.
- Developed and delivered training programs to improve staff knowledge and awareness of best practices.
- Influenced strategic decisions by providing timely insights into emerging risks and opportunities based on market trends analysis.
Associate
JRW Investments, Inc.
11.2004 - 11.2007
- Responsibility included regulatory compliance, branch audits, account approvals, marketing, advertising and seminar reviews
- Maintained up-to-date knowledge of regulatory changes, informing management of any potential impacts on company operations.
- Served as a subject matter expert on compliance-related topics, providing guidance to colleagues and stakeholders as needed.
- Supported the development of a robust compliance program through regular monitoring and auditing activities.
Education
Bachelor of Science In Business Administration: Finance -
California State University of Long Beach
01.1999
Skills
- Project Planning
- Ability to Multi-task
- Time Management
- Detailed Oriented
- Strong Analytical Skills
- Business Development
- Enterprise risk management
Timeline
Director of Risk Management
Western International Securities Inc.
11.2007 - Current
Associate
JRW Investments, Inc.
11.2004 - 11.2007
Bachelor of Science In Business Administration: Finance -
California State University of Long Beach
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