Kathy Anson

Responsible for oversight of sales practices and branch personnel within a group of assigned Offices of Supervisory Jurisdiction (OSJs) and other registered and non-registered locations throughout the Firm. Monitored operational readiness for audits, conducted targeted reviews, performed controls testing and provided support for operational risk items.

• Supported 6 branches in the Spokane area to meet with members to assess and meet their financial goals.

Partnered with 10 bank branches to provide financial planning and investment services to their clients

Provided insurance and financial planning solutions to clients

• Led teams in Washington and Idaho to achieve and exceed sales goals.

• Responsible for sales results and supervision of 13 advisors and 4 sales assistants.