Katie Carter
St Louis,MO
Summary
Methodical Internal Compliance Auditor known for high productivity and efficient task completion. Possess specialized skills in regulatory compliance, risk assessment, and audit reporting. Excel in critical thinking, problem-solving, and communication, ensuring clear understanding and adherence to internal policies and external regulations.
Logical Compliance Auditor self-sufficient and determined with a professional attitude and demeanor. Skilled at ensuring regulation guidelines are being followed and regulations are being met.
Overview
5
5
years of professional experience
Work History
Internal Compliance Auditor
United States Soybean Export Council(Ussec)
St. Louis, MO
08.2016 - 12.2021
- Audited expense reports generated during travel by employees; contractors and vendors.
- Checked expense reports for accuracy in terms of the policies and procedures of Ussec's funding sources
- Checked incoming invoices against contract specifics for employees and contractors
- Participated in monthly meetings with higher ups and completed special projects as assigned
- Maintained detailed database of compliance data, activities and actions taken.
- Investigated any potential non-compliance issues raised by stakeholders or employees.
- Ensured compliance policies are consistently enforced throughout the organization.
- Conducted interviews with management personnel to review existing processes and procedures.
- Maintained compliance records and kept track of violations.
- Provided guidance to staff regarding regulatory changes and their effects on business activities.
- Identified opportunities for improvement in current processes and procedures.
- Reviewed internal controls to ensure effectiveness of operations.
- Built positive working relationships with other department managers through effective communication.
- Maintained up-to-date knowledge of relevant laws, regulations, standards, and best practices.
- Responded promptly to inquiries from regulators concerning audits or other compliance matters.
- Investigated reported and identified compliance issues against accepted standards.
- Promoted high customer satisfaction by resolving problems with knowledgeable and friendly service.
- Conducted comprehensive research and data analysis to support strategic planning and informed decision-making.
- Completed day-to-day duties accurately and efficiently.
- Assisted with customer requests and answered questions to improve satisfaction.
- Demonstrated strong problem-solving skills, resolving issues efficiently and effectively.
Education
Bachelor of Science - Accounting
Webster University
St. Louis, MO05-2004
Skills
- Internal controls evaluation
- Company database maintenance
- Regulatory issues
- Task prioritization
- Internal audits
- Project management
- Contract management
- Compliance documentation
- Process improvement
- Documentation skills
Timeline
Internal Compliance Auditor
United States Soybean Export Council(Ussec)
08.2016 - 12.2021
Bachelor of Science - Accounting
Webster University