Summary
Overview
Work History
Education
Skills
Certification
Affiliations
Cover Letter
Timeline
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Kim Jackson

Bronx,NY

Summary

transactional Manager ~ Internal Audit~ Risk Mitigation Expert

Results-oriented, exemplary audit professional with deep experience in Internal Audit, Syndicate Operations, Back-Off Operations, Foreign Exchange, Fraud Prevention, and Mortgage Lending, including due diligence, trading, operations, and financial operations and sales in global markets. Exceptional department/operations, team, stakeholder, and client leader, achieving organizational results while delivering outstanding customer service. Highly analytical and detail-oriented, conducting meticulous research and examining information to expertly assess significance, risk, impact and resolution. Self-motivated, multi-tasker with outstanding control process validation and project management skills. Adept at developing and implementing policies and procedures to ensure compliance. Strong interpersonal, collaboration and problem-solving skills, building productive relationships. To seek and maintain full-time position that offers professional challenges utilizing interpersonal skills, excellent time management and problem-solving skills.

Overview

22
22
years of professional experience
1
1
Certification

Work History

Vice President

J.P. Morgan Chase
02.2022 - Current
  • Enabled successful New Issue Syndicate Credit deals (High Grade, High-Yield, GEM, ABS, CLO, CMBS and RMBS) by coordinating the entire execution, from deal pricing, FINRA reporting to final closing and documentation
  • Managing a team of five employees in supervision of Lead, Joint Lead Syndicate Issuances and Final Settlement Expenses
  • Effectively collaborated with a variety of internal and external stakeholders including other syndicate banks, legal counsel, and clients to close deals, removing roadblocks, and resolving any issues
  • Expertly supported JPMorgan London/Asia-US Denomination issuances to FINRA
  • Thoroughly tracked and documented results by developing comprehensive monthly reports
  • Maintaining and implementing policies and procedures
  • Handling the weekly Cusip Invoices for all of the businesses.

Transactional Manager

RealFi Private Lending LLC
05.2021 - 12.2021
  • Manage Residential and Commercial properties for start-up Non-QM product
  • Obtains and reviews the necessary income and asset documentation for investor purchase
  • Process residential and commercial loans in Encompass System
  • Price residential and commercial loans in the LoanNex System
  • Interacts with Loan Officers, Brokers, Investors and Attorneys
  • Manage residential and commercial properties closings with attorneys
  • Reviews the weekly P & L for Realfi Private Lending LLC.

Internal Auditor

Deutsche Bank
01.2017 - 05.2021
  • Expertly mitigate risk and ensure compliance by leading comprehensive audits, including determining scope, designing testing strategies, conducting testing, evaluating, and documenting internal controls
  • Consistently achieve the audit plan result on time, within established budgets
  • Pinpoint key business risks by conducting meticulous interviews, walk-throughs, and accurate analysis
  • Effectively identify control gaps and report key audit issues based on significance, risk, and impact
  • Foster Audit Department initiatives, goals, productivity, efficiency, and audit plan achievement by collaborating with the team and actively participating in meetings.

Syndicate Operations (AVP) Manager

Deutsche Bank Securities Inc
01.2008 - 01.2017
  • Enabled successful New Issue Syndicate deals (Debt Capital Markets, High-Yield, Equities, CMBS and ABS) by coordinating the entire execution, from deal pricing to final closing and documentation
  • Led multiple teams across varied time zones, including the Syndicate Operations teams in Jaipur and Pune India, in successful execution and settlement of each deal
  • Effectively collaborated with a variety of internal and external stakeholders including other syndicate banks, legal counsel, and clients to close deals, removing roadblocks, and resolving any issues
  • Meticulously organized, cleared and accurately balanced CMO issuances as well as settlement and syndicate accounting for new-issue securities
  • Expertly supported Deutsche Bank AG London/Asia-US Denomination issuances to FINRA
  • Thoroughly tracked and documented results by developing comprehensive monthly reports
  • Ensured compliance by updating, maintaining, and implementing apt policies and procedures.

Operations Manager/Fraud Analyst

Bear Stearns Residential, EMC
01.2002 - 01.2008
  • Successfully led the productivity and budget performance of the Operations Department, including managing up to 15 personnel, in effectively diagnosing and resolving institutional and borrower fraud
  • Supervised all warehouse functions such as funding, processing, closing, and settlement
  • Mitigated risk by managing seller approval processes, including background checks and due diligence efforts, and collaborating with accountants, risk management staff and compliance officers
  • Ensured successful and compliant closings by comprehensively assessing mortgage loan documentation and partnering with attorneys, borrowers, and closing agents
  • Drove client satisfaction and sustainable business relations by resolving issues for lenders and bankers as an Assistant to the Vice President of Marketing.

Education

Master of Business Administration -

University of Phoenix
Jacksonville, FL

Bachelor of Science, Business Administration -

University of Phoenix
Jacksonville, FL

Skills

  • Microsoft Office Suite
  • LexisNexis
  • Accurint
  • Mari
  • Pacer Street Resource Group
  • Corelogic Impact
  • Bony Government Clearance System
  • Depository Trust Company System
  • Appix Payment Software Application
  • On-Demand
  • Broadridge (Prospectus View)
  • Financial Solutions (ADP)
  • LoanNex System
  • Encompass
  • FINRA Regulatory System
  • Espear GFMS
  • AWARE
  • Operations Management

Certification

  • Series 99-Operations Professional Examination - 2015
  • NFA Swap Proficiency Certification - 2021

Affiliations

  • National Society Leadership and Success
  • Campus Mortgage Certification-Non-QM

Cover Letter

Dear, I am seeking a position with your company and am submitting my resume for your review. Thank you for your time and consideration. As demonstrated in the accompanying resume, my qualifications include extensive success in Fixed Income Syndicate Operations, and risk reduction by thoroughly and accurately analyzing data/documents throughout the deal process. I am skilled in  assisting in the development of the audit and audit work, conducting fieldwork, back-office operations, managing people and team leadership, including across diverse, geographical/global markets in Syndicate Operations, Back-Off Operations, and Foreign Exchange. I excel in project management, cross-functional and stakeholder collaboration and customer service. To complement this background, I have an MBA and bachelor’s degree as well as technical expertise/ Series 99 certification. As an employee, you will find me to be a driven team player committed to achieving your objectives through superior performance. I am confident that I would be a valuable asset to your organization and look forward to interviewing with you. Sincerely, Kim Jackson

Timeline

Vice President

J.P. Morgan Chase
02.2022 - Current

Transactional Manager

RealFi Private Lending LLC
05.2021 - 12.2021

Internal Auditor

Deutsche Bank
01.2017 - 05.2021

Syndicate Operations (AVP) Manager

Deutsche Bank Securities Inc
01.2008 - 01.2017

Operations Manager/Fraud Analyst

Bear Stearns Residential, EMC
01.2002 - 01.2008

Master of Business Administration -

University of Phoenix

Bachelor of Science, Business Administration -

University of Phoenix
Kim Jackson