Krishna Subramanian
Chembur, Mumbai,,India
Summary
Multi-talented professional with more than 9.5 years of experience in Loan Operations and Investment Compliance. Manages diverse business areas with a keen eye for efficiency and quality. Excellent team leader and analytical problem-solver. Also holds a CAPM Certification (Certified Associate in Project Management)
Overview
9
9
years of professional experience
1
1
Certification
Work History
Associate Director- Loan Operations and Compliance
SS&C Globeop Financial Services
Mumbai
04.2024 - Current
- Spearheading a team of 16 for supporting the Middle Office and Back Office of Syndicated Loan & Issuer Services (EMEA and US Region)
- Onboarding new portfolios and steering monthly reporting to senior management
- Prepare and maintain process documents, SOP, Error analysis and Update Log etc
- Leading automation projects related enhancing operational processes
- Monitoring daily reports for pre and post trade compliance, adhoc hypothetical trade testing, and quarterly waterfall/payment reports
Manager- Loan Operations and Investment Compliance
SS&C Globeop Financial Services
10.2020 - 04.2024
- Liaising with Global Teams on transferring processes to Mumbai from London/New York
- Liaising with development and support teams to effectively ensure migration of 35+ portfolios in the span of one year
- Transitioned into a client facing role by initiating leading meetings and pushing for active resolution on day to day issues reported by them
- Onboarding of new funds for investment compliance by understanding the client requirements, grasping the prospectus and building a portfolio compliance model
- Model compliance tests and cash flow waterfalls for a variety of leveraged loan funds including CLOS, SMAS, ERISA and 1940 ACT funds
- Create and validate daily reports for pre and post trade compliance, adhoc hypothetical trade testing, and quarterly waterfall/payment reports
- Involved in automating and semi-automating tasks that are a part of day-to-day activities to improve team efficiency
Associate Manager- Loan Operations and Compliance
SS&C Globeop Financial Services
01.2019 - 10.2020
- Managing a team and ensuring day-to-day work flow and deadlines are met
- Delegating responsibility and accountability
- Maintain employee work schedules including projects, job rotation, training, vacations and paid time leaves, cover for absenteeism, and overtime scheduling
- Establish and maintain relevant controls and feedback systems to monitor the operation of the department
- Pre and post-trade oversight and resolution for SMA and CLO portfolios; ensured compliance with client restrictions and regulatory restrictions
- Reviewing system reports of shareholdings against trade movements, and reporting holdings that have reached prescribed thresholds
- Identifying holdings that are approaching prescribed threshold limits and engaging portfolio managers globally in order to allocate limited investment capacity, ensuring the best possible\outcome for our clients
Senior Associate- Loan Operations
SS&C Globeop Financial Services
01.2017 - 12.2018
- Managing day-to-day work flow of high value clients
- Assisted ways in finding ways to automate tasks and subsequently increase the quality or work and employee productivity
- Handle and resolve complex matters, core business critical issues, disputes, queries and complaints from internal counterparts and external clients
- Provide technical expertise to resolve complex inquiries and issues (including investigation and resolution)
- Formulate, develop and implement procedures for the team on an on-going basis, ensuring adequate control measures are in place
- Moving to a new process and based on merit and successfully integrated within the process
- Responsible for knowledge management
- Thrived in the pseudo-management role and worked on migrating 15+ portfolios in the Span of one year
Associate- Loan Operations
SS&C GlobeOp Financial Services
06.2015 - 12.2016
- Providing end to end Fund administration services to clients in the syndicated loans asset class
- Preparing daily cash and position reconciliations, and ensuring interest accruals tie out
- Liaising with the agent and the prime brokers for resolution
- Providing monthly and quarterly workbooks ensuring optimal cash and position reconciliation activities
- File and organize all support for loan investments (funding memo, participation agreements, trade confirmation)
- Tie out interest accruals on monthly, quarterly and semi-annually basis
Education
Post Graduate Diploma in Management-Finance -
SIES College of Management Studies
Navi Mumbai07-2015
BMS - Bachelor Of Management Studies
SIES College of Commerce And Economics
Sion07-2012
HSC (Twelfth Grade) -
SIES College of Commerce And Economics
SionSSC (Tenth Grade) -
Chembur Karnataka High School
ChemburSkills
- Project Management
- Advanced Excel
- Proficient with using Word, PowerPoint
- Capital Markets
- Loan Syndication
- Excellent communication skills
- Strategic Thinking
- Problem Solving Skills
- Good Time and Management Skills
Accomplishments
- Received Star of the Month award for outstanding performance during January 2016 Month End.
- Received Remarkable Service Award for March 2016 Quarter End for consistently exceeding management expectations and ensuring timely completion of high voluminous quarter-end work load.
- Received the 'Ace it Award' in November 2019 for successfully migrating process from New York to Mumbai
- Received the 'Employee of the Quarter' award in August 2023 for successfully onboarding and converting two important clients.
- Rated 4/5 in the performance appraisal for the calendar year 2015, 2016 and 2019 and 2023 at SS&C GlobeOp.
- Rated 5/5 in the performance appraisal for the calendar year 2018, 2020, 2021, 2022 and 2024 at SS&C GlobeOp.
- Promoted from Associate to Senior Associate within a span of 18 months.
- Promoted from Senior Associate to Associate Manager within a span of 24 months
- Involved and recognized for contributions in testing the enhancements made to improve the process.
Certification
- NCFM Module on Investment Analysis and Portfolio Management (Intermediate level)
- Certified Associate in Project Management (CAPM) from the PMI Institute, USA
Affiliations
- Football Fanatic
- Movie Buff
- Internationally Rated Chess player and a Chess Coach
Languages
English
Native/ Bilingual
Hindi
Full Professional
Marathi
Professional
Tamil
Professional
Timeline
Associate Director- Loan Operations and Compliance
SS&C Globeop Financial Services
04.2024 - Current
Manager- Loan Operations and Investment Compliance
SS&C Globeop Financial Services
10.2020 - 04.2024
Associate Manager- Loan Operations and Compliance
SS&C Globeop Financial Services
01.2019 - 10.2020
Senior Associate- Loan Operations
SS&C Globeop Financial Services
01.2017 - 12.2018
Associate- Loan Operations
SS&C GlobeOp Financial Services
06.2015 - 12.2016
Post Graduate Diploma in Management-Finance -
SIES College of Management Studies
BMS - Bachelor Of Management Studies
SIES College of Commerce And Economics
HSC (Twelfth Grade) -
SIES College of Commerce And Economics
SSC (Tenth Grade) -
Chembur Karnataka High School
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