LaQuanda O'Neal MBA
Hollywood,FL
Summary
Results-driven Audit and Financial Services Professional with extensive experience in internal controls, risk management, and financial data analysis. Proven ability to develop and enhance internal control frameworks, streamline processes, and ensure regulatory compliance. Adept at working with cross-functional teams, external auditors, and senior management to strengthen financial oversight. Strong leadership, problem-solving, and communication skills with a passion for operational efficiency and regulatory adherence.
Overview
18
18
years of professional experience
1
1
Certification
Work History
Quality Assurance Analyst
Wells Fargo
01.2019 - 12.2024
- Managed and evaluated SOX internal controls, ensuring compliance with regulatory standards
- Conducted internal audits, assessing operational effectiveness, financial reporting risks, and mitigating deficiencies
- Performed User Access Reviews (UARs) and reconciliation reviews, ensuring proper segregation of duties and financial accuracy
- Partnered with cross-functional teams to enhance process efficiency and strengthen financial oversight
- Provided SOX-related training to internal teams to reinforce compliance and operational effectiveness
Fraud Specialist
Wells Fargo
08.2014 - 01.2019
- Led investigations into financial fraud and compliance violations, ensuring adherence to regulatory policies
- Developed and implemented risk mitigation strategies, enhancing internal fraud detection controls
- Collaborated with internal audit and risk teams to assess control deficiencies and recommend remediation plans
- Maintained detailed documentation for compliance audits and regulatory reporting
Service Manager I & II
Wells Fargo
10.2009 - 08.2014
- Supervised internal control testing and ensured adherence to SOX requirements and audit standards
- Worked with senior leadership to implement process improvements, reducing financial reporting risks
- Trained and mentored teams on compliance policies, control assessments, and risk management best practices
Financial Specialist
Wachovia/Wells Fargo
06.2007 - 10.2009
- Conducted financial risk assessments, ensuring client solutions met compliance and audit requirements
- Assisted in the development of audit procedures and internal controls to enhance operational integrity
- Trained new hires on audit compliance, financial regulations, and process control best practices
Education
Master of Business Administration (MBA) -
Nova Southeastern University
Davie, FL09.2014
Bachelor of Science - Accounting
Florida A&M University
Tallahassee, FL04.2007
Skills
- External and Internal Audit
- Risk Management and Compliance
- Financial Data Analysis
- Audit Reporting and Process Improvement
- User Access Reviews (UARs)
- IT General Controls Management
- Hyperion ERP Proficiency
- Wdesk and Analytics Tools Usage
- Cross-Functional Team Leadership
- Accuracy
- Attention to Detail
- Deadline Management
Certification
- Certified Internal Auditor (CIA) (In Progress / Eligible for Licensing)
- Regulatory Compliance & Risk Management Training
- SOX & Internal Control Frameworks – Continuous Learning
- Participation in Financial Services Industry Conferences & Training Programs
References
Available upon request
Timeline
Quality Assurance Analyst
Wells Fargo
01.2019 - 12.2024
Fraud Specialist
Wells Fargo
08.2014 - 01.2019
Service Manager I & II
Wells Fargo
10.2009 - 08.2014
Financial Specialist
Wachovia/Wells Fargo
06.2007 - 10.2009
Master of Business Administration (MBA) -
Nova Southeastern University
Bachelor of Science - Accounting
Florida A&M University
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