LaToya Bowman
Aubrey,TX
Summary
Detail-oriented KYC Analyst executes Know Your Customer activities focusing on client onboarding and exceptions in line with regulatory standards and jurisdictions. Thorough knowledge of Customer Identification Procedure (CIP),CDD/EDD, LexisNexis requirements. Robust knowledge and understanding of regulation affecting KYC program. Interacts and works closely with business stakeholders at all levels of seniority.
Overview
10
10
years of professional experience
Work History
KYC Analyst
Phaxis LLC, City National Bank(Contract Completed)
09.2022 - 07.2023
- Review and analyze onboarding for existing or new clients/customers applications to ensure accuracy and completion
- Confirm and/or update risk assessment codes as well as provide new risk assessment codes for new clients
- Compare and examine between AQF and KYC reports for accurate and consistent information, and identify discrepancies
- Interact across lines of business and provide professional feedback for declining a client report as well as providing a solution of how to quickly remediate the error
- Perform overview checks before a client is accepted; which ensures that all clients meet a proper risk score that’s acceptable and compliant to BSA regulations.
- Reviewed new prospect KYC documents to meet requirements and determine business model risk.
- Analyzed and investigated clients to conduct detailed CDD (customer due diligence) and EDD enhanced due diligence review.
KYC Analyst
TekSystems, Bank Of The West(Contract Completed)
02.2021 - 03.2022
- Analyzed High Risk Customer accounts to confirm that appropriate documentation, licensing, and KYC measures have been taken on these accounts.
- Communicate with frontline (banking sales reps) if there is incomplete or missing information tied to these accounts.
- Examined and researched accounts in internal and external databases to identify which information is complete, missing, or inaccurate.
- Interpreted evidence from multiple tools and systems to determine legitimacy of customer behavior.
- Evaluated the validity and reliability of the CIP (Customer information page).
- Analyzed and investigated clients to conduct detailed CDD (customer due diligence) and EDD (enhanced due diligence review.)
- Conducted KYC formality reports on questionable accounts and transactions.
Project Manager of Production
AlieNation Production LLC
01.2013 - 03.2020
- Resolved issues quickly to maintain productivity goals.
- Reviewed work for quality and compliance with company standards and design specifications.
- Standardized production procedures, job roles, and quality assurance guidelines.
- Managed internal operational standards and productivity targets.
- Beginner in Movie Magic Scheduling and Budgeting software
- Intermediate in Scenechronize Scheduling and Budgeting software
- Filmography: Writer|Director|Set Decorator|Editor
- Estimated labor requirements to support anticipated workload.
Education
Bachelor of Arts - Motion Picture Production
KD Conservatory College of Film And Dramatic Arts
Dallas, TX01.2020
Skills
- Data Analysis
- Database Management
- Computer Literacy
- Technical Writing
- Business Analysis
- KYC Compliance
- Risk Assessment
- Process Automation
- LexisNexis
Timeline
KYC Analyst
Phaxis LLC, City National Bank(Contract Completed)
09.2022 - 07.2023
KYC Analyst
TekSystems, Bank Of The West(Contract Completed)
02.2021 - 03.2022
Project Manager of Production
AlieNation Production LLC
01.2013 - 03.2020
Bachelor of Arts - Motion Picture Production
KD Conservatory College of Film And Dramatic Arts
Similar Profiles
Phillip NwachukwuPhillip Nwachukwu
Health Care Recruiter at US Renal (Contract Completed)Health Care Recruiter at US Renal (Contract Completed)
Giselle BradshawGiselle Bradshaw
Weekend Staffing Coordinator at Access Staffing, LLC (Now Phaxis LLC)Weekend Staffing Coordinator at Access Staffing, LLC (Now Phaxis LLC)
Summer Brooke SmithSummer Brooke Smith
KYC Review Analyst at City National Bank, National BankKYC Review Analyst at City National Bank, National Bank