Lee Ann Stitt, CTCE
Olmsted Falls
Summary
Compliance professional with six years of experience in the fields of anti-money laundering, fraud and sanctions. Proven ability to conduct thorough investigations and implement robust compliance frameworks. Strong focus on team collaboration and achieving results, adaptable to changing regulatory environments, and known for reliability and flexibility. Expertise in risk assessment, regulatory reporting, and transaction monitoring. Utilizes analytical skills to identify and investigate suspicious activities, ensuring compliance with pertinent laws.
Overview
6
6
years of professional experience
Work History
Risk Advisory Consultant
Deloitte
11.2022 - Current
- Documented research findings to support risk-based decision-making and resolution to escalated fraud incidents.
- Provided ongoing training to team members, fostering a culture of continuous learning and awareness of evolving fraud trends and regulations.
- Efficiently prioritized caseloads based on risk levels while adhering to tight deadlines for investigation completion and SAR filing requirements.
- Served as a subject matter expert, providing guidance and support to colleagues on AML/Fraud regulations and best practices.
- Built and established strong professional relationships with clients and financial institutions.
- Improved overall production efficiency by identifying and resolving quality control issues.
- Review escalated alerts for screenings performed against specific datasets
- Retrieve and review reports from customer files in client's databases to identify additional active accounts (OFAC Sanctions)
- Evaluated client needs and expectations, establishing clear goals for each consulting engagement.
Investigator Analyst I
Guidehouse
03.2022 - 11.2022
- Identified threats, vulnerabilities and suspicious behavior patterns to recommend mitigation measures.
- Prepared reports, metrics and research to support fraud initiatives and projects.
- Developed and delivered compliance training to team members and bank staff.
- Investigated activities of institutions to enforce laws and regulations, assessing legality of transactions and operations or financial solvency.
- Investigated loans to identify if the loans disbursed were above the eligible amount.
- Review applications for public assistance to determine if the applications were fraudulent.
AML Compliance Manager
CoinMover
08.2021 - 12.2021
- Prepared and presented comprehensive reports to upper management and audit team, covering issues and recommendations
- Delivered subject matter expertise for internal and external customers on compliance best practices and quality control
- Managed compliance efforts, reporting and audits
- Managed quality programs to reduce overdue compliance activities
- Played instrumental role in company-wide risk assessment efforts, supporting enhancements in business processes and controls
- Backed data security and information privacy efforts
- Reviewed documents, files, transcripts and other records to assess compliance and potential risk
Senior Analyst
AML Rightsource
07.2019 - 08.2021
- Identified data anomalies and red flags for money laundering, terrorist financing, fraud, and sanctions violations, and escalate for second level review.
- Made decisions as to the validity of fraud claims and communicate case decisions through appropriate workflows.
- Independently assist analyst's with workflow items and administrative tasks as they arise.
- Completed complex work assignments with minimal supervision maintaining quality and accuracy.
- Assisted with advanced tasks including communication with clients, quality control of analyst work, analyzing production data and creating client specific aids and training.
- Adhere to all designated timeframes and procedure to ensure on time and accurate completion of work.
- Work and contribute in a team-oriented and collaborative environment to improve the analytical and reporting processes
- Adhere to and comply with all applicable, federal and state laws, regulations and guidance, including those related to Anti-Money Laundering (i.e. Bank Secrecy Act, USA PATRIOT Act, etc.), as well as adhering to company policies and procedures and client requirements.
Education
Licenses & Certifications Cryptocurrency Tracing Certified Examiner (CTCE) - CipherTrace -
Bachelor of Arts - BA - Criminology
Cleveland State University
Cleveland, OH12-2018
Bachelor of Arts - BA - Psychology
Cleveland State University
Cleveland, OH12-2018
Skills
- Compliance documentation
- Conducting investigations
- Information gathering
- Risk analysis
- Analytical thinking
- Client rapport
- Quality assurance
Timeline
Risk Advisory Consultant
Deloitte
11.2022 - Current
Investigator Analyst I
Guidehouse
03.2022 - 11.2022
AML Compliance Manager
CoinMover
08.2021 - 12.2021
Senior Analyst
AML Rightsource
07.2019 - 08.2021
Licenses & Certifications Cryptocurrency Tracing Certified Examiner (CTCE) - CipherTrace -
Bachelor of Arts - BA - Criminology
Cleveland State University
Bachelor of Arts - BA - Psychology
Cleveland State University
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