Li Geng
New York,NY
Summary
Results-oriented finance professional with over 15 years of experience in wealth management, investment banking, and asset management. Demonstrated expertise in developing innovative financial products, managing large-scale investment projects, and leading high-performing teams. Adept at fostering strong client relationships and delivering measurable business outcomes.
Collaborative leader partners with coworkers to promote engaged, empowering work culture. Documented strengths in building and maintaining relationships with diverse range of stakeholders in dynamic, fast-paced settings.
Overview
16
16
years of professional experience
1
1
Certification
Work History
Deputy General Manager (Acting Head) – Asset Management Department/Business Development Division I
Guoxin Securities
10.2019 - 09.2024
- Successfully established the first ¥240 million targeted asset management plan under new regulations
- Delivered multiple corporate bond underwriting and issuance projects
- Recognized with the 2022 Rising Star Award for outstanding performance
- Reviewed performance results to target and take corrective measures with authorization and escalation.
- Applied creative reasoning and logic to resolve complex and specialized managerial issues and develop sound solutions.
Deputy General Manager (Acting Head) – Financial Institutions Department
Huarong Securities
02.2018 - 10.2019
- Managed banking capital-side projects totaling over ¥5 billion, generating revenues exceeding ¥20 million
- Simultaneously served as Head of the General Management Department (2019–2020)
- Awarded the 2019 Job Contribution Award for exceptional results
Deputy General Manager – Investment Banking Department
Huarong Securities
02.2017 - 02.2018
- Led the Sansteel MinGuang private placement project, generating ¥160 million in profits
- Received the 2017 Excellent Individual Award for exceptional contributions
Assistant General Manager – Asset Management Department
Huarong Securities
11.2015 - 02.2017
- Played a key role in establishing the branch and building the asset management team
- Achieved top national rankings within the asset management division multiple times
- Honored with the 2016 Annual Newcomer Award by the company’s Party Committee
Assistant Department Manager/Product Manager – Wealth Management Department
China Merchants Bank
08.2011 - 09.2015
- Designed, introduced, and promoted wealth management, trust financing, and private equity products
- Successfully launched multiple large-scale products exceeding ¥1 billion in value
Product Manager – Private Banking Center
China Merchants Bank
09.2010 - 08.2011
- Spearheaded marketing efforts for private equity and trust products
- Assisted the bank's headquarters in trust product approval and issuance
Product Manager – Retail Banking Department
China Merchants Bank
11.2008 - 09.2010
- Led initiatives for foreign exchange and gold business development
- Achieved top national rankings in gold business performance for two consecutive years
Education
Master of Science - Economics and Finance
State University of New York at Binghamton
05.2007
Bachelor of Business Administration - undefined
State University of New York at Stony Brook
09.2004
Double Major - International Investment and Information Engineering
University of International Business and Economics
03.2001
Skills
- Financial Product Development
- Marketing
- Wealth Management
- Asset Management
- Corporate Finance
- Investment Banking
- Securities Trading
- Regulatory Compliance
- Project Leadership
- Team Collaboration
- Corporate communications
Certification
- Securities Practitioner Certification
- Fund Practitioner Certification
- Investment Advisor Certification
Accomplishments
- Spearheaded the system’s first ¥240 million targeted asset management plan under new regulations.
- Consistently ranked among top performers in asset management within the organization.
- Successfully managed banking and securities projects with a cumulative scale exceeding ¥5 billion.
- Recognized with multiple awards, including the 2019 Job Contribution Award and 2022 Rising Star Award.
Timeline
Deputy General Manager (Acting Head) – Asset Management Department/Business Development Division I
Guoxin Securities
10.2019 - 09.2024
Deputy General Manager (Acting Head) – Financial Institutions Department
Huarong Securities
02.2018 - 10.2019
Deputy General Manager – Investment Banking Department
Huarong Securities
02.2017 - 02.2018
Assistant General Manager – Asset Management Department
Huarong Securities
11.2015 - 02.2017
Assistant Department Manager/Product Manager – Wealth Management Department
China Merchants Bank
08.2011 - 09.2015
Product Manager – Private Banking Center
China Merchants Bank
09.2010 - 08.2011
Product Manager – Retail Banking Department
China Merchants Bank
11.2008 - 09.2010
Bachelor of Business Administration - undefined
State University of New York at Stony Brook
Double Major - International Investment and Information Engineering
University of International Business and Economics
- Securities Practitioner Certification
- Fund Practitioner Certification
- Investment Advisor Certification
Master of Science - Economics and Finance
State University of New York at Binghamton
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