Logan Clarke
Buckeye,Arizona
Summary
Experienced Financial Compliance Professional with expertise in Enhanced Due Diligence, Fraud Prevention, KYC, and AML. Skilled in developing, growing, and maintaining financial compliance and investigations programs. Worked at a MSB and various financial institutions, demonstrating adaptability and expertise for organizations of any size.
Overview
7
7
years of professional experience
1
1
Certification
Work History
Senior EDD Analyst
Digital Mint
11.2021 - 08.2024
- Continued the previous responsibilities held as an EDD analyst
- Work directly with the CCO to make enhancements to the company's EDD program, policies, and procedures
- Provide training and mentoring for newer or more junior EDD analysts
- Review and de-risk Digital Mint's transactions for the purpose of safely providing liquidity to ransomware victims
- Monitored any regulatory changes and emerging trends in the industry through weekly analysis of relevant publications and reports
- Assisted with the implementation of our new CMS Unit21
- Attend monthly training related to financial compliance
- Represented Digital Mint at The Assembly Las Vegas hosted by ACAMS.
EDD Analyst
Digital Mint
11.2019 - 11.2021
- Conduct due diligence research and investigations on all new/existing accounts deemed high risk
- Ensure that all required information is provided to stay in compliance with the USA Patriot Act, Section 326
- Prepare written reviews using information obtained from investigations for all high risk locations and customers
- Work directly with the CCO to build a strong foundation for the company's EDD program
- Analyze transaction activity periodically for potential suspicious activity
- Find red flags indicating potential fraud or money laundering and escalate this information to the respective department for additional investigation
- Responsible for requesting and reviewing any necessary supporting documentation depending on the type of review
- Complete all currency transaction reports (CTR) for the company whenever necessary.
Retail Relationship Banker
BMO Harris Bank
09.2018 - 11.2019
- Building community relationships both in and out of the branch
- Engaging with Sales Force to create prospects and notate vital financial information to better assist clients
- Working Directly with Financial Advisors, Premier Bankers, and Mortgage representatives to immediately assist customers with their financial goals
- Providing support for the branch's audits
- Closely follow directives and procedures to ensure work is done correctly
- Complete and update KYC information in order to comply with Federal Regulations
- Utilize enhanced due diligence to protect bank and customer assets
- Meet and exceed sales goals set personally as well as for the branch.
Personal Banker
Citibank, N.A.
06.2017 - 09.2018
- Engaging in conversations with both customers and prospects to better understand their needs and be able to clearly explain a solution
- Building and Strengthening relationships with partners i.e Mortgage, PWM, and Citi gold
- Provide support in the form of coaching and guidance on products, services, and processes to other members of the team especially behind the teller line
- Take ownership of all customer interactions including but not limited to complaints
- Assisting in auditing and maintaining the ATM's and TAU's in the branch
- Providing customers and prospects with information on products and promotions.
Education
Business Administration -
Swinburne University
Melbourne, Victoria01.2014
Skills
- An in-depth knowledge of Microsoft Excel, Google Workspace, Teams, Zoom, Slack, Dropbox, Salesforce, LexisNexis, CLEAR, OSINT, and Unit 21
- Excellent communication skills in person, over the phone, and through email
- Comfortable speaking and presenting in public
- Analytical Thinking
- Documentation And Reporting
- Risk Analysis
- Process Improvements
- Compliance Analysis
Certification
- Certified Anti-Money Laundering Specialist (CAMS), 2022
- Chainalysis KYT Certification, 2021
- Chainalysis Reactor Certification, 2021
Personal Information
Title: Financial Compliance Professional
Timeline
Senior EDD Analyst
Digital Mint
11.2021 - 08.2024
EDD Analyst
Digital Mint
11.2019 - 11.2021
Retail Relationship Banker
BMO Harris Bank
09.2018 - 11.2019
Personal Banker
Citibank, N.A.
06.2017 - 09.2018
Business Administration -
Swinburne University
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