Summary
Overview
Work History
Education
Skills
Timeline
Generic

LORENZA (LORI) STETZENMEYER

FREMONT,CA

Summary

Detail-oriented Compliance Officer with over 10 years of experience in banking compliance with a focus on fiduciary trust compliance. Hardworking and driven with quality-focused and proactive approach. Dedicated to improving policies and procedures in all business areas. Detail-driven Compliance Officer focused on maximizing company compliance with applicable laws and standards. Knowledgeable about internal controls, process evaluations and procedural reviews. Proficient in Governance & Risk Compliance (GRC) software and FIS TrustDesk (trust accounting platform). Skilled in strategic planning, problem-solving, and communication with good understanding of business principles, project management and team leadership. Collaborative with relentless work ethic. Skilled in identifying opportunities and implementing practical business strategies with commitment to staying informed about latest trends, technologies and best practices. Organized and dependable candidate successful at managing multiple priorities with a positive attitude. Willingness to take on added responsibilities to meet team and company goals. Hardworking and passionate job seeker with strong organizational skills . Detail-oriented team player with strong organizational skills. Ability to handle multiple projects simultaneously with a high degree of accuracy.

Overview

22
22
years of professional experience

Work History

Senior Compliance Officer

BMO Bank
08.2010 - 09.2023
  • Responded to employee inquiries regarding compliance regulations and procedures.
  • Assisted with internal and external audits to confirm compliance with applicable laws and regulations.
  • Reviewed, revised and updated compliance policies and procedures to confirm continual compliance with applicable laws.
  • Developed and maintained compliance database, tracking all compliance activities and documents.
  • Monitored and assessed compliance risks associated with operational processes and procedures.
  • Investigated and documented all violations of compliance regulations to determine necessary improvements.
  • Identified, investigated and documented compliance violations and recommended corrective measures.
  • Maintained up-to-date knowledge of current and emerging compliance regulations.

Trust Compliance Manager

Bank Of The West, BNP Paribas
01.2007 - 08.2010
  • Managed compliance efforts, reporting and audits.
  • Reviewed documents, files, transcripts and other records to assess compliance and potential risk.
  • Maintained effective working relationships with regulatory authorities, suppliers and customers.
  • Developed and delivered training programs to inform new and current employees about compliance issues.
  • Prepared records and data for regular audits.
  • Played instrumental role in company-wide risk assessment efforts, supporting enhancements in business processes and controls.
  • Delivered subject matter expertise for internal and external customers on compliance best practices and quality control.
  • Advised division leaders of regulatory risks in business processed and provided recommendations for improvement.
  • Implemented effective compliance policies and procedures to meet regulatory requirements.
  • Kept up to date on compliance trends and rulings using meticulous research and study.
  • Performed regular compliance reviews and audits, identifying non-compliance issues.

Strategic Project Manager - Trust

Bank Of The West, BNP Paribas
01.2002 - 01.2007
  • Planned, designed, and scheduled phases for large projects.
  • Provided detailed project status updates to stakeholders and executive management.
  • Met project deadlines without sacrificing build quality or workplace safety.
  • Developed and initiated projects, managed costs, and monitored performance.
  • Developed and implemented strategic project plans to meet business objectives.
  • Coordinated with cross-functional teams to resolve project issues and mitigate risks.

Education

Bachelor of Arts - Business Administration

Saint Mary's College of California
Moraga, CA
06.1998

Skills

  • Compliance Risk Management
  • Document Review
  • Risk Management Strategies
  • Regulatory Requirements
  • Compliance Reporting
  • Corrective Actions
  • Developing Compliance Programs
  • Company Policy Compliance
  • Regulatory Compliance Oversight
  • Procedures Compliance
  • Risk Identification
  • Regulation Enforcement
  • Compliance Reviews
  • State and Federal Regulations
  • Establishing Deadlines
  • Regulatory Examinations
  • Regulatory and Compliance Understanding
  • Internal Audits
  • Complaint Management

Timeline

Senior Compliance Officer

BMO Bank
08.2010 - 09.2023

Trust Compliance Manager

Bank Of The West, BNP Paribas
01.2007 - 08.2010

Strategic Project Manager - Trust

Bank Of The West, BNP Paribas
01.2002 - 01.2007

Bachelor of Arts - Business Administration

Saint Mary's College of California
LORENZA (LORI) STETZENMEYER