Lourdes Arellano
Miami,FL
Summary
Experienced Corporate Compliance and Administrative Manager with over 20 years of expertise in banking compliance, risk management, and executive-level administrative duties. Proven ability to manage complex documentation, support senior management with reporting, decision-making, and regulatory compliance. Seeking a role that leverages my management skills and administrative experience in driving compliance and operational efficiency.
Overview
27
27
years of professional experience
1
1
Certification
Work History
Risk Consultant III
IBERIABANK/FIRST HORIZON
03.2021 - Current
- Lead compliance documentation and onboarding reviews for Non-Resident Aliens (NRA), foreign businesses, and domestic businesses with significant foreign ownership, ensuring adherence to both federal and state-specific regulations.
Assistant BSA Manager
Iberiabank (Sabadell United Bank Acquisition)
07.2017 - 02.2021
- Managed the compliance team responsible for onboarding foreign businesses and individuals, ensuring all documentation adhered to regulatory standards.
EDD High Risk Team Leader
Sabadell United Bank
01.2014 - 07.2017
- Supervised a team of four analysts responsible for conducting annual Enhanced Due Diligence (EDD) reviews of high-risk accounts, ensuring compliance with corporate and regulatory requirements.
Assistant BSA/AML Compliance Officer
JGB Bank, N.A.
01.2004 - 01.2014
- Directed corporate documentation management for BSA/AML compliance, including review and submission of Currency Transaction Reports (CTR), Suspicious Activity Reports (SAR), and large currency transaction reports.
Assistant BSA Compliance Officer
PanAmerican Bank (f/k/a Gulf Bank)
01.2001 - 01.2004
- Supervised administrative activities related to large currency transaction reviews, compliance documentation, and KYC compliance for new accounts.
Assistant BSA Compliance Officer
Pinebank N.A.
01.2000 - 01.2001
- Directed administrative compliance duties, including documentation review, transaction monitoring, and regulatory reporting for BSA/AML compliance.
Assistant Compliance Officer
Hamilton Bank, N.A.
01.1998 - 01.1999
- Assisted with corporate compliance management by preparing reports, maintaining compliance logs, and supporting audit processes.
Education
Associate Degree in Accounting -
University of Sacred Heart
San Juan, Puerto Rico01.1980
Skills
- Corporate Compliance Management
- Executive-Level Reporting & Documentation
- Regulatory Documentation & Reporting
- Enhanced Due Diligence (EDD)
- Risk Management & Assessment
- Board of Directors Support & Reporting
- Administrative Project Management
- Proficient in Actimize, Hogan, ECS Monitoring System, Salesforce, and Microsoft Office
Certification
- Bank Secrecy Act Compliance Management (FBA)
- SAR Filing and Administration (FBA)
- FIBA AML Compliance Conference (2010, 2016, 2017)
Timeline
Risk Consultant III
IBERIABANK/FIRST HORIZON
03.2021 - Current
Assistant BSA Manager
Iberiabank (Sabadell United Bank Acquisition)
07.2017 - 02.2021
EDD High Risk Team Leader
Sabadell United Bank
01.2014 - 07.2017
Assistant BSA/AML Compliance Officer
JGB Bank, N.A.
01.2004 - 01.2014
Assistant BSA Compliance Officer
PanAmerican Bank (f/k/a Gulf Bank)
01.2001 - 01.2004
Assistant BSA Compliance Officer
Pinebank N.A.
01.2000 - 01.2001
Assistant Compliance Officer
Hamilton Bank, N.A.
01.1998 - 01.1999
- Bank Secrecy Act Compliance Management (FBA)
- SAR Filing and Administration (FBA)
- FIBA AML Compliance Conference (2010, 2016, 2017)
Associate Degree in Accounting -
University of Sacred Heart
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