Lucky Nguyen
New York,NY
Overview
12
12
years of professional experience
Work History
Head of Regulatory Recruitment
DANOS GROUP
03.2023 - Current
- Recruiting across compliance, legal and risk management within the financial services industry.
- Clients include banks, hedge funds, private equity funds, family offices, financial technology and crypto firms.
- Roles include senior leadership (CCO, GC, US Heads, Global Heads) and team leaders (Directors and VPs).
- Recent Placements:
- Head of Compliance at a M&A Advisory Firm
- Head of Electronic Trading Compliance at a Global Brokerage Firm
- Head of Surveillance Compliance at a Quantitative Hedge Fund
- US Head of Practice at a Global Compliance Consultancy
- ED Financial Crimes Advisory at a U.S. Bulge Bracket Bank
- Hired to manage a team of 2 while simultaneously managing a full 350 recruitment desk.
- Generated $350,000 in revenue for FY 2024, ranking as the top biller in New York and within the top 10% globally.
Manager, Talent Acquisition & People Operations
SEA LTD (NYSE: SE)
03.2022 - 02.2023
- Managed a team of two supporting the United States, LATAM (Mexico, Brazil, Argentina, Colombia and Chile) and Europe.
- Recruited attorneys specializing in commercial contracts, employment, litigation, financial regulations, intellectual property and corporate/capital markets.
- Recruited corporate functions which included investor relations and investment roles.
- Developed projects to address retention, leadership and collaboration within the organization.
Head of Financial Services Recruitment
ROBERT WALTERS
01.2019 - 02.2022
- Managed the financial services recruitment team which included 4 sub-teams: Compliance, Legal, Risk Management & Quantitative Analytics and Finance & Accounting.
- Personally specialized in Legal and Compliance recruitment across the financial services industry.
- Senior Placements include:
- Chief Compliance Officer of a Global Crypto Exchange
- Head of Electronic Trading Global Markets Supervision of a Global Bank
- Head of Swap Dealer and Volcker Compliance of a Global Bank
- Head of Core Compliance of a Global Bank
- Chief Compliance Officer at a FinTech (Robo-Advisory)
- Head of Marketing Compliance at Multi-Asset Manager
- Ranked as the 2nd highest performer ($450,000) in RW NY 2021
- Tasked with overhauling the Risk Management & Quantitative Analytics team which resulted to be the most profitable team of RW NY in 2021.
- Trained a first-year recruiter to be the highest performing “rookie” in RW NY 2021.
Manager- Legal & Compliance
04.2018 - 01.2019
- Qualified for the Global Incentive Trip of 2018 as a first-year manager by exceeding budget targets of more than 20%.
- Scaled the compliance team from 1-4 which resulted as the most profitable team of 2018
Senior Executive Recruiter- Compliance
01.2017 - 04.2018
Consultant- Compliance
09.2014 - 12.2016
Assurance Associate, Asset Management
ERNST & YOUNG
09.2013 - 09.2014
- Completed quarterly and year end audits for public SEC registered asset management companies
- Audited a publicly traded business development company, its subsidiaries, and a high-frequency trading hedge fund
Education
Master of Science - Accounting
City University of New York - Baruch College
New York, NY06.2013
Bachelor of Business Administration - Accounting
City University of New York - Baruch College
New York, NY06.2012
FULL-TIME INTERNSHIPS DURING COLLEGE
Goldman Sachs, PwC, and E&Y
Timeline
Head of Regulatory Recruitment
DANOS GROUP
03.2023 - Current
Manager, Talent Acquisition & People Operations
SEA LTD (NYSE: SE)
03.2022 - 02.2023
Head of Financial Services Recruitment
ROBERT WALTERS
01.2019 - 02.2022
Manager- Legal & Compliance
04.2018 - 01.2019
Senior Executive Recruiter- Compliance
01.2017 - 04.2018
Consultant- Compliance
09.2014 - 12.2016
Assurance Associate, Asset Management
ERNST & YOUNG
09.2013 - 09.2014
Master of Science - Accounting
City University of New York - Baruch College
Bachelor of Business Administration - Accounting
City University of New York - Baruch College
Similar Profiles
PHILLIP MALLETPHILLIP MALLET
Production Operator A at Wood Group/DanosProduction Operator A at Wood Group/Danos
KEVIN FAKIERKEVIN FAKIER
MAINTENANCE OPERATOR at DANOSMAINTENANCE OPERATOR at DANOS
Henry J. HeathHenry J. Heath
A-Operator at DanosA-Operator at Danos
Shahzeb ArifShahzeb Arif
Vice President, Analytics at Publicis CollectiveVice President, Analytics at Publicis Collective
Estaban CandelarioEstaban Candelario
Recruiter at SDR BlueprintRecruiter at SDR Blueprint