Summary
Overview
Work History
Education
Training
Accreditation And Memberships
Timeline
Generic

MARIVALDO SOARES

Winter Garden,FL

Summary

  • Economist and Banker with over 30 years of sound experience and skills in international banking, working as Manager, Financial Controller and Compliance Officer. Fluent in Portuguese, Spanish and English with extensive experience in the areas of compliance, risk management and project management. Specialized in financial and banking operations, accounting, legal, risk management, BSA/AML, Sanctions and Regulatory compliance, coupled with strong analytical & managerial skills. Senior Officer of global banks. Qualifications are summarized as follows:


Overview

30
30
years of professional experience

Work History

Chief Compliance Officer

BANCO DO BRASIL
08.2019 - Current
  • Company Overview: Banco do Brasil is the largest and most important bank of the Brazilian Financial System and most essential player in Latin American business; present in 21 countries around the world.
  • Manage the day-to-day regional compliance program of the United States units of the bank which includes New York and Miami international branches and Orlando Servicing Center
  • Develop, implement and manage BSA/AML and Sanctions policies, procedures, reporting and controls
  • Develop, implement and manage consumer compliance and regulatory policies, procedures, reporting and controls
  • Responsibilities include handling legal and regulatory matters, liaising with attorneys and regulators and advising senior management, accordingly
  • Strategic Planning and multiple project management
  • Key officer managing the successful implementation of the BB's Global AML Nice Actimize Project and Fircosoft US Sanctions System implementation, amongst other system and processes enhancements
  • Develop, implement and manage the Compliance Training Program for bank's US staff
  • Banco do Brasil is the largest and most important bank of the Brazilian Financial System and most essential player in Latin American business; present in 21 countries around the world and with growing presence in the US
  • For more information visit at www.bb.com.br

Senior Compliance Officer

BANCO DO BRASIL
06.2010 - 08.2019

Deputy General Manager

BANCO DO BRASIL USA Servicing Center
01.2009 - 06.2010
  • Assisted the development and implementation of the bank's Servicing Center in Orlando, FL in line to strategic and business plans (part of the North America operations re-structuring plan)
  • Successfully obtaining all banking licenses and actively worked in the execution of project in 2008 and 2009
  • Responsible for the development and implementation of the centralized Accounting Division and the accounting plan of the US units
  • Managed the implementation of a centralized Customer Identification Division and a Communications and Logistics Division
  • Assisted implementing the Regional Compliance Division
  • Managed the Accounting Division, the Customer Identification Division and a Communications and Logistics Division

Controller & Compliance Officer

BANCO DO BRASIL
08.2005 - 12.2008
  • As Compliance Officer managed the day-to-day compliance program including BSA/AML, Sanctions, Consumer Compliance and Regulatory operations
  • As Controller managed the day to day of the Treasury, Accounting and Internal Control operations including the Branch's liquidity management, accounting plan, financial statements, financial regulatory reporting, budgets, external audits and head office reporting
  • Developed, implemented and managed policies, procedures, reporting and controls for Accounting, Internal Control Risk Management and Compliance areas
  • Responsibilities included handling all legal and regulatory matters, liaising with attorneys and regulators and advising senior management, accordingly

Controller & Compliance Officer

BANCO ITAU/ITAU GROUP
02.1999 - 07.2005
  • Company Overview: Largest private bank of Brazil and Latin America with a broad and sound international operations with branches and offices in the U.S., South America, Europe and the Caribbean
  • For more information visit at www.itau.com.br
  • Managed the day-to-day compliance program including BSA/AML, OFAC, consumer compliance and regulatory operations
  • Managed the day to day of the treasury, trade finance, accounting and internal control operations including the Cayman units' liquidity management, accounting plan, financial statements, financial regulatory reporting, budgets and head office reporting
  • Developed, implemented and managed policies, procedures, disaster recovery plan, training, reporting and controls for Accounting, Internal Control, Risk Management, and Compliance areas
  • Largest private bank of Brazil and Latin America with a broad and sound international operations with branches and offices in the U.S., South America, Europe and the Caribbean
  • For more information visit at www.itau.com.br

Controller

Itau Group - Banco do Estado do Parana
01.1998 - 01.1999
  • Company Overview: Brazilian state bank privatized and acquired by Banco Itau S.A in 1999
  • For more information, visit at www.itau.com.br
  • Managed the day to day of the treasury, accounting and internal control operations including the Branch's liquidity management, accounting plan, financial statements, financial regulatory reporting, audits, budgets and head office reporting
  • Brazilian state bank privatized and acquired by Banco Itau S.A in 1999
  • For more information, visit at www.itau.com.br

Supervisor

Itau Group - Banco do Estado do Parana
12.1994 - 12.1997
  • Operations and Controls Supervisor
  • Supervised the Trade Finance and back-office operations

Education

Master of Business Administration- MBA - Business and Strategy

Western Governors University
Salt Lake City, Utah
01.2014

Law Education - International Law, Commercial Law, Trust and Contract Law

Cayman Islands Law School and International College of the Cayman Islands
01.2004

Diploma in Banking -

Cayman Islands College
01.2001

Bachelor of Economics -

UniAndrade (formerly FADEPS)
Curitiba, PR
01.1988

Training

  • Banking Certificates, Completed several technical and industry certificate courses, conferences and business workshops with focus in international banking, risk management and compliance.
  • Certification in Translation, New York University, New York, NY, Completed certified translation courses in Spanish/English Legal & Commercial, 01/01/95 to 06/01/97

Accreditation And Memberships

  • AMLCA - FIBA/FIU, Anti Money Laundry Certified Associate, 2006
  • CAMS, ACAMS Certified Anti Money Laundry Specialist, 2007
  • FIBA-Florida International Bankers Association, Active member
  • ACAMS- Association of Certified Anti Money Laundering Specialists, Active member
  • IIB-Institute of International Bankers, Active member
  • 401K Board of Trustees - Principal/Banco do Brasil USA, Current member, 2013
  • Information Technology Advisory Board of ITT Tech College, Past member, 2010-2015

Timeline

Chief Compliance Officer

BANCO DO BRASIL
08.2019 - Current

Senior Compliance Officer

BANCO DO BRASIL
06.2010 - 08.2019

Deputy General Manager

BANCO DO BRASIL USA Servicing Center
01.2009 - 06.2010

Controller & Compliance Officer

BANCO DO BRASIL
08.2005 - 12.2008

Controller & Compliance Officer

BANCO ITAU/ITAU GROUP
02.1999 - 07.2005

Controller

Itau Group - Banco do Estado do Parana
01.1998 - 01.1999

Supervisor

Itau Group - Banco do Estado do Parana
12.1994 - 12.1997

Law Education - International Law, Commercial Law, Trust and Contract Law

Cayman Islands Law School and International College of the Cayman Islands

Diploma in Banking -

Cayman Islands College

Bachelor of Economics -

UniAndrade (formerly FADEPS)

Master of Business Administration- MBA - Business and Strategy

Western Governors University

Similar Profiles

CREATE PROFILE
MARIVALDO SOARES